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Investment advisers

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107th-110th
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107th Congress
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33 results.
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Bill Title Congress Status Action Date
HCONRES 434
Expressing the sense of the Congress regarding the economic collapse of WorldCom Inc.
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. July 5, 2002
HR 5625
Stop Enablers of Fraud Act
107th Referred to the Subcommittee on Crime, Terrorism, and Homeland Security. November 12, 2002
HR 5160
Business, Investors', and Employees' Bill of Rights Act of 2002
107th Referred to the Subcommittee on Employer-Employee Relations. October 18, 2002
HR 5110
Omnibus Corporate Reform and Restoration Act of 2002
107th Referred to the Subcommittee on Employer-Employee Relations. October 18, 2002
HR 5070
Public Company Accounting Reform and Investor Protection Act of 2002
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. August 19, 2002
HR 4038
Market Oversight Consolidation and OTC Derivatives Regulation Act
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. April 15, 2002
HR 3951
Financial Services Regulatory Relief Act of 2002
107th Placed on the Union Calendar, Calendar No. 358. July 22, 2002
HR 3829
Shareholder and Employee Rights Restoration Act of 2002
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. March 18, 2002
HR 3818
Comprehensive Investor Protection Act of 2002
107th Sponsor introductory remarks on measure. (CR H4478-4479, H4485) July 10, 2002
HR 3763
Sarbanes-Oxley Act of 2002
107th Became Public Law No: 107-204. July 30, 2002
HR 3762
Pension Security Act of 2002
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, for a period to be subsequently determined by the Chairman. May 9, 2002
HR 3671
Independent Investment Advisers Act of 2002
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. February 11, 2002
HR 3669
Employee Retirement Savings Bill of Rights
107th Placed on the Union Calendar, Calendar No. 232. April 9, 2002
HR 3617
Accountability for Accountants Act of 2002
107th Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. February 11, 2002
HR 3446
Retirement Enhancement Revenue Act of 2001
107th Sponsor introductory remarks on measure. (CR E2304) December 14, 2001
HR 3445
Retirement Enhancement Act of 2001
107th Referred to the Subcommittee on Employer-Employee Relations. April 5, 2002
HR 2720
Consumer's Right to Financial Privacy Act
107th Referred to the Subcommittee on Financial Institutions and Consumer Credit. August 24, 2001
HR 2269
Retirement Security Advice Act of 2001
107th Received in the Senate and Read twice and referred to the Committee on Finance. November 16, 2001
HR 1408
Financial Services Antifraud Network Act of 2001
107th Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. November 7, 2001
HR 865
Community Reinvestment Modernization Act of 2001
107th Referred to the Subcommittee on Financeial Institutions and Consumer Credit, and in addition to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises.. March 26, 2001
HR 7
CARE Act of 2002
107th Placed on Senate Legislative Calendar under General Orders. Calendar No. 496. July 16, 2002
S 3010
A bill to provide information and advice to pension plan participants to assist them in making decisions regarding the investment...
107th Read twice and referred to the Committee on Finance. September 26, 2002
S 2673
Public Company Accounting Reform and Investor Protection Act of 2002
107th Returned to the Calendar. Calendar No. 442. July 15, 2002
S 2190
WIRE Act
107th Read twice and referred to the Committee on Finance. April 17, 2002
S 2087
A bill to amend the Internal Revenue Code of 1986 to allow employers a credit against income tax for the provision of independent...
107th Read twice and referred to the Committee on Finance. (text of measure as introduced: CR S2489) April 10, 2002
S 2004
Investor Confidence in Public Accounting Act of 2002
107th Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. March 8, 2002
S 1992
Protecting America's Pensions Act of 2002
107th Placed on Senate Legislative Calendar under General Orders. Calendar No. 525. July 26, 2002
S 1985
Microcap Fraud Prevention Act of 2001
107th Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. March 5, 2002
S 1978
Retirement Security Advice Act of 2002
107th Read twice and referred to the Committee on Health, Education, Labor, and Pensions. (text of measure as introduced: CR S1394-1396) March 1, 2002
S 1969
Pension Security Act of 2002
107th Sponsor introductory remarks on measure. (CR S1248) February 27, 2002
S 1921
Pension Plan Protection Act
107th Read twice and referred to the Committee on Finance. February 7, 2002
S 1895
Independent Investment Advisers Act of 2002
107th Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (text of measure as introduced: CR S101) January 24, 2002
S 1677
Independent Investment Advice Act of 2001
107th Sponsor introductory remarks on measure. (CR S2488) April 10, 2002