HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee Chairman Ann Wagner R-MO Ranking Member Brad Sherman D-CA financialservices.house.gov

House Subcommittee on Capital Markets

Fact sheet Spreadsheet

0 bills referred in the 119th Congress so far

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Seated in the 119th Congress

Meetings

Hearings and business meetings in the 119th Congress

Members 24

Chair and ranking member first, then alphabetically. Today's official roster.

Seat	Member	Role
R-MO	Ann Wagner	Chairman
D-CA	Brad Sherman	Ranking Member
R-NY	Andrew R. Garbarino	Vice Chairman
R-TN	Andrew Ogles
R-WI	Bryan Steil
D-LA	Cleo Fields
D-MO	Emanuel Cleaver
R-OK	Frank D. Lucas
D-NY	Gregory W. Meeks
D-OR	Janelle S. Bynum
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
R-MI	Lisa C. McClain
R-FL	Maria Elvira Salazar
R-IN	Marlin A. Stutzman
R-NY	Michael Lawler
R-FL	Mike Haridopolos
R-TX	Pete Sessions
D-IL	Sean Casten
D-MA	Stephen F. Lynch
R-MT	Troy Downing
D-TX	Vicente Gonzalez
R-OH	Warren Davidson
R-IA	Zachary Nunn

Record

Bills, meetings, hearings, reports and more, newest first. Every Congress on file.

Newest activity first. From the 107th Congress on.

Bill	Title	Referral	Date
HR 5323	Derivatives Fairness Act	Hearings By115th	Feb 14, 2018
HR 4659	To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.	Hearings By115th	Feb 14, 2018
HR 2319	Consumer Financial Choice and Capital Markets Protection Act of 2018	Hearings By115th	Nov 3, 2017
HR 4279	Expanding Investment Opportunities Act	Hearings By115th	Nov 3, 2017
HR 4267	Small Business Credit Availability Act	Hearings By115th	Nov 3, 2017
HR 3857	PASS Act of 2017	Hearings By115th	Jul 13, 2017
HR 5311	Corporate Governance Reform and Transparency Act of 2016	Hearings By114th	May 17, 2016
HR 5424	Investment Advisers Modernization Act of 2016	Hearings By114th	May 17, 2016

Hearings, markups and business meetings, newest first. Every Congress on file.

Kind	Subject	Status	Date
Hearing	Examining Private Market Exemptions as a Barrier to IPOs and Retail InvestmentRayburn House Office Building 212811 documents 4 witnesses Dr. Andrew Lo, Professor, Massachusetts Institute of Technology Sloan School of Management Ms. Elisabeth de Fontenay, Professor of Law, Duke University School of Law Mr. Michael Pieciak, President, North American Securities Administrators Association, and Vermont Commissioner of Financial Regulation, Vermont Department of Financial Regulation Ms. Renee Jones, Dean for Academic Affairs and Professor of Law, Boston College Law School	Scheduled	Sep 11, 2019

Hearing	Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social, and Governance DisclosuresRayburn House Office Building 212816 documents 5 witnesses Degas Wright, CFA, Chief Executive Officer, Decatur Capital Management, Inc. Tim Mohin, Chief Executive, Global Reporting Initiative The Honorable Paul Atkins, Chief Executive Officer, Patomak Global Partners James Andrus, Investment Manager-Financial Markets, Sustainable Investment, CalPERS Investment Office Mindy Lubber, President and Chief Executive Officer, Ceres	Scheduled	Jul 10, 2019

Hearing	Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law ViolatorsRayburn House Office Building 212816 documents 4 witnesses Jordan Thomas, Partner, Labaton Sucharow Andrew Vollmer, Professor of Law, University of Virginia School of Law Urska Velikonja, Professor of Law, Georgetown University Law Center Stephen Crimmins, Partner, Murphy & McGonigle PC	Scheduled	Jun 19, 2019

Hearing	Promoting Economic Growth: A Review of Proposals to Strengthen the Rights and Protections for WorkersRayburn House Office Building 212816 documents 5 witnesses Steve Clifford, Author and former Chief Executive Officer, King Broadcasting Company Heather Slavkin Corzo, J.D., Director of Capital Markets Policy, AFL-CIO Abigail Disney, Ph.D., President of Fork Films and Chair & Co-founder of Level Forward Nili Gilbert, Co-founder & Portfolio Manager, Matarin Capital Management James Copland, Senior Fellow and Director, Legal Policy, Manhattan Institute for Policy Research	Scheduled	May 15, 2019

Hearing	Putting Investors First: Reviewing Proposals to Hold Executives AccountableRayburn House Office Building 212816 documents 4 witnesses Melanie Lubin, Maryland Securities Commissioner Remington Gregg, Counsel for Civil Justice and Consumer Rights, Public Citizen John Coffee, Adolf A. Berle Professor of Law and Director of the Center on Corporate Governance, Columbia University Tom Quaadman, Executive Vice President, U.S. Chamber Center for Capital Markets Competitiveness, Chamber of Commerce of the United States of America	Scheduled	Apr 3, 2019

Hearing	Putting Investors First? Examining the SEC’s Best Interest RuleRayburn House Office Building 212813 documents 5 witnesses Barbara Roper, Director of Investor Protection, Consumer Federation of America Dina Isola, Investment Advisor Representative, Ritholtz Wealth Management Lee Baker, President, AARP Georgia State Susan John, CFP, Chair, Certified Financial Planner Board of Standards, Inc. The Honorable Harvey Pitt, Chief Executive Officer, Kalorama Partners	Scheduled	Mar 14, 2019

Hearing	“Oversight of the SEC’s Division of Investment Management”Rayburn House Office Building 21281 document 1 witness Ms. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission	Scheduled	Sep 26, 2018

Hearing	“Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement”Rayburn House Office Building 21288 documents 4 witnesses Mr. Bradley Bondi, Partner, Cahill Gordon & Reindel LLP Mr. Joseph Borg, Director, Alabama Securities Commission Mr. Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce Professor Andrew Vollmer, Professor of Law and Director, John W. Glynn Jr. Law & Business Program, University of Virginia School of Law	Scheduled	Jun 13, 2018

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.