HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee financialservices.house.gov

House Subcommittee on Capital Markets

Showing the 116th Congress (2019–2020), when this was the Investor Protection, Entrepreneurship, and Capital Markets. Back to the 119th Congress

0 bills referred in the 116th Congress

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Served in the 116th Congress

Meetings

Hearings and business meetings in the 116th Congress

Members, 116th Congress 26

Everyone listed on the subcommittee in the 116th Congress, from printed hearings, the Congressional Directory and the official rosters.

Seat	Member	Role
D-CA	Brad Sherman	Chair
D-NY	Carolyn B. Maloney	Chair
R-MI	Bill Huizenga	Ranking Member
R-IN	Trey Hollingsworth	Vice Ranking Member
R-WV	Alexander X. Mooney
D-NY	Alexandria Ocasio-Cortez
R-MO	Ann Wagner
R-OH	Anthony Gonzalez
D-IL	Bill Foster
R-WI	Bryan Steil
D-IA	Cynthia Axne
D-GA	David Scott
D-NY	Gregory W. Meeks
R-AR	J. French Hill
D-CT	James A. Himes
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
D-CA	Katie Porter
D-GU	Michael F. Q. San Nicolas
R-NY	Peter T. King
D-IL	Sean Casten
R-WI	Sean P. Duffy
R-OH	Steve Stivers
R-MN	Tom Emmer
D-TX	Vicente Gonzalez
R-OH	Warren Davidson

Record

Bills, meetings, hearings, reports and more, newest first. In the 116th Congress.

Hearings, markups and business meetings, newest first. In the 116th Congress.

Kind	Subject	Status	Date
Hearing	Insider Trading and Stock Option Grants: An Examination of Corporate Integrity in the COVID-19 Pandemic----------14 documents 4 witnesses Ms. Jill Fisch, Distinguished Professor of Business Law and Co-Director of the Institute of Law and Economics, University of Pennsylvania Law School Mr. Rick Claypool, Research Director, Office of the President, Public Citizen Mr. Jacob Frenkel, Chair of Government Investigations and Securities Enforcement, Dickinson Wright Mr. Granville Martin, Senior Vice President and General Counsel, Society for Corporate Governance	Scheduled	Sep 17, 2020

Hearing	Promoting Economic Recovery: Examining Capital Markets and Worker Protections in the COVID-19 Era----------20 documents 4 witnesses Ms. Camille Busette, Senior Fellow and Director of the Race, Prosperity, and Inclusion Initative, The Brookings Institution The Honorable Dr. William Spriggs, Chief Economist, AFL-CIO, Professor of Economics, Howard University Ms. Anne Simpson, Director of Board Governance and Strategy, California Public Employees' Retirement System Mr. Neil Bradley, Executive Vice President and Chief Policy Officer, Chamber of Commerce of the United States of America	Scheduled	Jul 14, 2020

Hearing	Capital Markets and Emergency Lending in the COVID-19 Era----------13 documents 1 witness The Honorable Jay Clayton, Chairman, U.S. Securities and Exchange Commission	Scheduled	Jun 25, 2020

Hearing	Overseeing the Standard Setters: An Examination of the Financial Accounting Standards Board and the Public Company Accounting Oversight BoardRayburn House Office Building 21285 documents 2 witnesses Mr. Russell Golden, Chairman, Financial Accounting Standards Board Mr. William Duhnke, Chairman, Public Company Accounting Oversight Board	Scheduled	Jan 15, 2020

Hearing	Examining Corporate Priorities: The Impact of Stock Buybacks on Workers, Communities, and InvestorsRayburn House Office Building 212816 documents 5 witnesses Mr. Craig Lewis, Madison S. Wigginton Professor of Finance and Professor of Law, Vanderbilt University Mr. Jesse Fried, Professor of Law, Harvard Law School Ms. Lenore Palladino, Senior Economist and Policy Counsel, Roosevelt Institute Ms. Janie Grice Mr. Derik Coffey, Portfolio Specialist, Channing Capital Management	Scheduled	Oct 17, 2019

Hearing	Examining Private Market Exemptions as a Barrier to IPOs and Retail InvestmentRayburn House Office Building 212811 documents 4 witnesses Dr. Andrew Lo, Professor, Massachusetts Institute of Technology Sloan School of Management Ms. Elisabeth de Fontenay, Professor of Law, Duke University School of Law Mr. Michael Pieciak, President, North American Securities Administrators Association, and Vermont Commissioner of Financial Regulation, Vermont Department of Financial Regulation Ms. Renee Jones, Dean for Academic Affairs and Professor of Law, Boston College Law School	Scheduled	Sep 11, 2019

Hearing	Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social, and Governance DisclosuresRayburn House Office Building 212816 documents 5 witnesses Degas Wright, CFA, Chief Executive Officer, Decatur Capital Management, Inc. Tim Mohin, Chief Executive, Global Reporting Initiative The Honorable Paul Atkins, Chief Executive Officer, Patomak Global Partners James Andrus, Investment Manager-Financial Markets, Sustainable Investment, CalPERS Investment Office Mindy Lubber, President and Chief Executive Officer, Ceres	Scheduled	Jul 10, 2019

Hearing	Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law ViolatorsRayburn House Office Building 212816 documents 4 witnesses Jordan Thomas, Partner, Labaton Sucharow Andrew Vollmer, Professor of Law, University of Virginia School of Law Urska Velikonja, Professor of Law, Georgetown University Law Center Stephen Crimmins, Partner, Murphy & McGonigle PC	Scheduled	Jun 19, 2019

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.