HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee Chairman Ann Wagner R-MO Ranking Member Brad Sherman D-CA financialservices.house.gov

House Subcommittee on Capital Markets

Fact sheet Spreadsheet

0 bills referred in the 119th Congress so far

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Seated in the 119th Congress

Meetings

Hearings and business meetings in the 119th Congress

Members 24

Chair and ranking member first, then alphabetically. Today's official roster.

Seat	Member	Role
R-MO	Ann Wagner	Chairman
D-CA	Brad Sherman	Ranking Member
R-NY	Andrew R. Garbarino	Vice Chairman
R-TN	Andrew Ogles
R-WI	Bryan Steil
D-LA	Cleo Fields
D-MO	Emanuel Cleaver
R-OK	Frank D. Lucas
D-NY	Gregory W. Meeks
D-OR	Janelle S. Bynum
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
R-MI	Lisa C. McClain
R-FL	Maria Elvira Salazar
R-IN	Marlin A. Stutzman
R-NY	Michael Lawler
R-FL	Mike Haridopolos
R-TX	Pete Sessions
D-IL	Sean Casten
D-MA	Stephen F. Lynch
R-MT	Troy Downing
D-TX	Vicente Gonzalez
R-OH	Warren Davidson
R-IA	Zachary Nunn

Record

Bills, meetings, hearings, reports and more, newest first. Every Congress on file.

Newest activity first. From the 107th Congress on.

Bill	Title	Referral	Date
HR 5323	Derivatives Fairness Act	Hearings By115th	Feb 14, 2018
HR 4659	To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.	Hearings By115th	Feb 14, 2018
HR 2319	Consumer Financial Choice and Capital Markets Protection Act of 2018	Hearings By115th	Nov 3, 2017
HR 4279	Expanding Investment Opportunities Act	Hearings By115th	Nov 3, 2017
HR 4267	Small Business Credit Availability Act	Hearings By115th	Nov 3, 2017
HR 3857	PASS Act of 2017	Hearings By115th	Jul 13, 2017
HR 5311	Corporate Governance Reform and Transparency Act of 2016	Hearings By114th	May 17, 2016
HR 5424	Investment Advisers Modernization Act of 2016	Hearings By114th	May 17, 2016

Hearings, markups and business meetings, newest first. Every Congress on file.

Kind	Subject	Status	Date
Hearing	Oversight of the SEC’s Division of Investment ManagementRayburn House Office Building 21282 documents 1 witness Director William Birdthistle, Director of Division of Investment Management, Securities and Exchange Commission (“SEC”)	Scheduled	Sep 19, 2023

Hearing	Oversight of the SEC’s Division of Corporation FinanceRayburn House Office Building 21282 documents	Scheduled	Jul 18, 2023

Hearing	Reforming the Proxy Process to Safeguard Investor InterestsRayburn House Office Building 212825 documents 5 witnesses Mr. Christopher Netram, Managing Vice President, Policy, National Association of Manufacturers Dr. Joshua White, Assistant Professor of Finance and the Brownlee O. Currey Jr. Dean's Faculty Fellow at Vanderbilt University’s Owen Graduate School of Management Mr. Tim Doyle, Senior Policy Advisor, Bipartisan Policy Center Mr. Jonathan Berry, Managing Partner, Boyden Gray PLLC Ms. Nell Minow, Vice Chair, ValueEdge Advisors	Scheduled	Jul 13, 2023

Hearing	Oversight of the SEC’s Division of Trading and MarketsRayburn House Office Building 21288 documents 2 witnesses Dr. Jessica Wachter, Chief Economist and Director, Division of Economic and Risk Analysis, Securities and Exchange Commission Mr. Haoxiang Zhu, Director, Division of Trading and Markets, Securities and Exchange Commission	Scheduled	Jun 22, 2023

Hearing	A Roadmap for Growth: Reforms to Encourage Capital Formation and Investment Opportunities for All AmericansRayburn House Office Building 212824 documents 5 witnesses Mr. Joel Trotter, Partner, Latham & Watkins LLP Mr. Rodney Sampson, Executive Chairman & CEO, Opportunity Hub Mr. Henry Ward, Co-Founder & CEO, Carta Mr. Brandon Brooks, Founding Partner, Overlooked Ventures Ms. Melanie Senter Lubin, Maryland Securities Commissioner	Scheduled	Apr 19, 2023

Hearing	U.S. Public Markets Built for the 21st Century: Exploring Reforms to Make Our Public Markets Attractive for Small and Emerging Companies Raising CapitalRayburn House Office Building 212823 documents 4 witnesses The Honorable Michael Piwowar, Executive Vice President of MI Finance, Milken Institute Ms. Sue Washer, Former CEO of Applied Genetics Technology Corp Ms. Anna Pinedo, Partner and Co-Leader of Global Capital Markets, Mayer Brown Ms. Stacey Bowers, Professor of the Practice, University of Denver Sturm College of Law	Scheduled	Mar 9, 2023

Hearing	Empowering Entrepreneurs: Removing Barriers to Capital Access for Small BusinessesRayburn House Office Building 212822 documents 5 witnesses Mr. Mac Conwell, Founder and Managing Partner, RareBreed Ventures Ms. Deborah Gladney, Co-Founder, WorkTorch Mr. Doug Ellenoff, Partner, Ellenoff Grossman & Schole LLP Ms. Darcy Howe, Founder and Managing Director, KCRise Fund Ms. Alexandra Thornton, Senior Director, Center for American Progress	Scheduled	Feb 8, 2023

Hearing	Sophistication or Discrimination: How the Accredited Investor Definition Unfairly Limits Investment Access for the Non-wealthy and the Need for ReformRayburn House Office Building 222020 documents 5 witnesses Mr. Eli Velasquez, Founder & Managing Partner, Investors of Color Network Ms. Omi Bell, Founder, Black Girl Ventures Mr. David Olivencia, CEO & Co-Founder, Angeles Investors Ms. Jennifer Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives Ms. Gina-Gail Fletcher, Professor of Law, Duke University	Scheduled	Feb 8, 2023

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.