HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee Chairman Ann Wagner R-MO Ranking Member Brad Sherman D-CA financialservices.house.gov

House Subcommittee on Capital Markets

Fact sheet Spreadsheet

0 bills referred in the 119th Congress so far

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Seated in the 119th Congress

Meetings

Hearings and business meetings in the 119th Congress

Members 24

Chair and ranking member first, then alphabetically. Today's official roster.

Seat	Member	Role
R-MO	Ann Wagner	Chairman
D-CA	Brad Sherman	Ranking Member
R-NY	Andrew R. Garbarino	Vice Chairman
R-TN	Andrew Ogles
R-WI	Bryan Steil
D-LA	Cleo Fields
D-MO	Emanuel Cleaver
R-OK	Frank D. Lucas
D-NY	Gregory W. Meeks
D-OR	Janelle S. Bynum
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
R-MI	Lisa C. McClain
R-FL	Maria Elvira Salazar
R-IN	Marlin A. Stutzman
R-NY	Michael Lawler
R-FL	Mike Haridopolos
R-TX	Pete Sessions
D-IL	Sean Casten
D-MA	Stephen F. Lynch
R-MT	Troy Downing
D-TX	Vicente Gonzalez
R-OH	Warren Davidson
R-IA	Zachary Nunn

Record

Bills, meetings, hearings, reports and more, newest first. Every Congress on file.

Newest activity first. From the 107th Congress on.

Bill	Title	Referral	Date
HR 3818	Comprehensive Investor Protection Act of 2002	Referred To107th	Mar 18, 2002
HR 3795	Investor, Shareholder, and Employee Protection Act of 2002	Referred To107th	Mar 18, 2002
HR 3766	Insurance Industry Modernization and Consumer Protection Act	Referred To107th	Mar 18, 2002
HR 3745	Corporate Charitable Disclosure Act of 2002	Referred To107th	Mar 4, 2002
HR 3736	Financial Accuracy in Reporting Act of 2002	Referred To107th	Mar 4, 2002
HR 3725	Investment Disclosure Act of 2002	Referred To107th	Mar 4, 2002
HR 3693	To prevent accountants from providing non-audit services to audit clients.	Referred To107th	Mar 4, 2002
HR 3671	Independent Investment Advisers Act of 2002	Referred To107th	Feb 11, 2002

Hearings, markups and business meetings, newest first. Every Congress on file.

Kind	Subject	Status	Date
Hearing	“Oversight of the Financial Industry Regulatory Authority”Rayburn House Office Building 21282 documents 1 witness Mr. Robert Cook, President and Chief Executive Officer, Financial Industry Regulatory Authority	Scheduled	Sep 7, 2017

Hearing	“The Cost of Being a Public Company in Light of Sarbanes-Oxley and the Federalization of Corporate Governance”Rayburn House Office Building 212810 documents 5 witnesses Mr. Thomas Farley, President, NYSE Group Mr. Thomas Quaadman, Executive Vice President, Center for Capital Market Competitiveness, U.S. Chamber of Commerce Professor J. Robert Brown, Lawrence W. Treece Professor of Corporate Governance, Director, Corporate and Commercial Law Program, University of Denver Sturm College of Law Mr. John Berlau, Senior Fellow, Competitive Enterprise Institute Mr. John Blake, Senior Vice President of Finance, aTyr Pharma, Inc.	Scheduled	Jul 18, 2017

Hearing	“A Review of Fixed Income Market Structure”Rayburn House Office Building 212810 documents 5 witnesses Mr. Jonah Crane, Former Deputy Assistant Secretary, Financial Stability Oversight Council, U.S. Department of the Treasury Mr. Randy Snook, Executive Vice President, Securities Industry and Financial Markets Association Mr. John Shay, Global Head of Fixed Income and Commodities, Nasdaq Mr. Matthew Andresen, Founder and Chief Executive Officer, Headlands Technologies LLC Mr. Alex Sedgwick, Vice President, Head of Fixed Income Market Structure and Electronic Trading, T. Rowe Price	Scheduled	Jul 14, 2017

Hearing	“Impact of the DOL Fiduciary Rule on the Capital Markets”Rayburn House Office Building 212810 documents 5 witnesses Mr. David Knoch, President, 1st Global Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC Ms. Cristina Martin Firvida, Director, Financial Security and Consumer Affairs, AARP Dr. Douglas Holtz-Eakin, President, American Action Forum	Scheduled	Jul 13, 2017

Hearing	“U.S. Equity Market Structure Part I: A Review of the Evolution of Today’s Equity Market Structure and How We Got Here”Rayburn House Office Building 212818 documents 9 witnesses Mr. Ari Rubenstein, Chief Executive Officer, Global Trading Systems Mr. Jeff Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab Mr. Thomas Farley, President, New York Stock Exchange Mr. Brad Katsuyama, Chief Executive Officer, The Investors Exchange Mr. Chris Concannon, President and Chief Operating Officer, Chicago Board of Options Exchange Mr. John Comerford, Head of Global Trading Research, Instinet Mr. Tom Wittman, Executive Vice President and Global Head of Equities, NASDAQ Mr. Joseph Saluzzi, Partner, Themis Trading LLC Mr. Matt Lyons, Senior Vice President and Global Trading Manager, The Capital Group	Scheduled	Jun 27, 2017

Hearing	“Examining the Impact of the Volcker Rule on the Markets, Businesses, Investors, and Job Creators”Rayburn House Office Building 212810 documents 5 witnesses Mr. David Blass, General Counsel, Investment Company Institute Mr. Thomas Quaadman, Vice President, U.S. Chamber of Commerce Mr. Marc Jarsulic, Vice President, Economic Policy, Center for American Progress Professor Charles Whitehead, Myron C. Taylor Alumni Professor of Business Law, Director, Law, Technology and Entrepreneurship Program, Cornell University Mr. Ronald Kruszewski, Chairman and Chief Executive Officer, Stifel Financial Corp.	Scheduled	Mar 29, 2017

Hearing	“The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets”Rayburn House Office Building 212810 documents 5 witnesses Mr. Raymond Keating, Chief Economist, Small Business & Entrepreneurship Council Mr. Brian Hahn, Chief Financial Officer, GlycoMimetics, Inc. Mr. Andy Green, Managing Director of Economic Policy, Center for American Progress Mr. Edward Knight, Executive Vice President and General Council, NASDAQ Mr. Thomas Quaadman, Vice President, U.S. Chamber of Commerce	Rescheduled	Mar 22, 2017

Hearing	“Corporate Governance: Fostering a System that Promotes Capital Formation and Maximizes Shareholder Value”Rayburn House Office Building 2128	Scheduled	Sep 9, 2016

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.