HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee Chairman Ann Wagner R-MO Ranking Member Brad Sherman D-CA financialservices.house.gov

House Subcommittee on Capital Markets

Fact sheet Spreadsheet

0 bills referred in the 119th Congress so far

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Seated in the 119th Congress

Meetings

Hearings and business meetings in the 119th Congress

Members 24

Chair and ranking member first, then alphabetically. Today's official roster.

Seat	Member	Role
R-MO	Ann Wagner	Chairman
D-CA	Brad Sherman	Ranking Member
R-NY	Andrew R. Garbarino	Vice Chairman
R-TN	Andrew Ogles
R-WI	Bryan Steil
D-LA	Cleo Fields
D-MO	Emanuel Cleaver
R-OK	Frank D. Lucas
D-NY	Gregory W. Meeks
D-OR	Janelle S. Bynum
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
R-MI	Lisa C. McClain
R-FL	Maria Elvira Salazar
R-IN	Marlin A. Stutzman
R-NY	Michael Lawler
R-FL	Mike Haridopolos
R-TX	Pete Sessions
D-IL	Sean Casten
D-MA	Stephen F. Lynch
R-MT	Troy Downing
D-TX	Vicente Gonzalez
R-OH	Warren Davidson
R-IA	Zachary Nunn

Record

Bills, meetings, hearings, reports and more, newest first. Every Congress on file.

Newest activity first. From the 107th Congress on.

Bill	Title	Referral	Date
HR 4083	Corporate Responsibility Act of 2002	Referred To107th	Apr 29, 2002
HR 4071	Uniform Securities Disclosure Act	Referred To107th	Apr 15, 2002
HR 4038	Market Oversight Consolidation and OTC Derivatives Regulation Act	Referred To107th	Apr 15, 2002
HR 3970	Truth and Accountability in Accounting Act of 2002	Referred To107th	Apr 15, 2002
HR 3763	Sarbanes-Oxley Act of 2002	Discharged From107th	Apr 11, 2002
HR 3764	Securities and Exchange Commission Authorization Act of 2002	Discharged From107th	Apr 11, 2002
HR 3911	Telemarketing Relief Act of 2002	Referred To107th	Mar 18, 2002
HR 3829	Shareholder and Employee Rights Restoration Act of 2002	Referred To107th	Mar 18, 2002

Hearings, markups and business meetings, newest first. Every Congress on file.

Kind	Subject	Status	Date
Hearing	The Future of American Capital: Strengthening Public and Private Markets by Increasing Investor Access and Facilitating Capital FormationRayburn House Office Building 212853 documents 5 witnesses Mr. McKeever Conwell, Founder and Managing Partner, RareBreed Ventures Ms. Anna Pinedo, Partner, Mayer Brown Mr. Andrew Barnell, CEO and Co-Founder, Geneoscopy Ms. Rebecca Kacaba, CEO and Co-Founder, DealMaker Ms. Alexandra Thornton, Senior Director, Financial Regulation, Center for American Progress	Scheduled	Feb 26, 2025

Hearing	Solutions in Search of a Problem: Chair Gensler’s Equity Market Structure ReformsRayburn House Office Building 212812 documents 5 witnesses Professor Jonathan Brogaard, Professor, David Eccles School of Business at the University of Utah Mr. Kevin Kennedy, Executive Vice President, Head of North American Market Services, Nasdaq Mr. Ari Rubenstein, Co-Founder and Chief Executive Officer, Global Trading Systems (GTS) Mr. Justin Schack, Partner and Head of Market Structure, Rosenblatt Securities Mr. John Ramsay, Chief Market Policy Officer, IEX	Scheduled	Jun 27, 2024

Hearing	SEC Enforcement: Balancing Deterrence with Due ProcessRayburn House Office Building 212820 documents 4 witnesses Mr. Andrew Vollmer, Senior Affiliated Scholar at the Mercatus Center and former SEC Deputy General Counsel Mr. Nick Morgan, President and Founder, Investor Choice Advocates Network Professor Paul Eckert, Professor of the Practice of Law, College of William & Mary Law School Mr. John Reed Stark, President, John Reed Stark Consulting	Scheduled	May 7, 2024

Hearing	SEC Overreach: Examining the Need for ReformRayburn House Office Building 212823 documents 4 witnesses Ms. Alexandra Thornton, Senior Director, Financial Regulation for Inclusive Economy, Center for American Progress Ms. Jennifer Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institute Mr. John Gulliver, Executive Director, Committee on Capital Markets Regulation Mr. David Burton, Senior Fellow in Economic Policy, Thomas A. Roe Institute for Economic Policy Studies, The Heritage Foundation	Scheduled	Mar 20, 2024

Hearing	Examining the DOL Fiduciary Rule: Implications for Retirement Savings and AccessRayburn House Office Building 212812 documents 5 witnesses Mr. Bradford Campbell, Partner, Faegre Drinker Ms. Susan Neely, President and CEO, American Council of Life Insurers (“ACLI”) Mr. Jason Berkowitz, Chief Legal & Regulatory Affairs Officer, Insured Retirement Institute (“IRI”) Mr. Marc Cadin, CEO, Finseca Ms. Kamila Elliot, CEO, Collective Wealth Partners	Scheduled	Jan 10, 2024

Hearing	Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, AuditingRayburn House Office Building 21288 documents 3 witnesses Ms. Erica Williams, Chair, Public Company Accounting Oversight Board (“PCAOB”) Mr. Richard Jones, Chair, Financial Accounting Standards Board (“FASB”) Mr. Robert Cook, President and CEO, Financial Industry Regulatory Authority (“FINRA”)	Scheduled	Dec 12, 2023

Hearing	Examining the SEC’s Agenda: Unintended Consequences for U.S. Capital Markets and InvestorsRayburn House Office Building 21287 documents 5 witnesses Dr. S.P. Kothari, Gordon Y Billard Professor of Accounting and Finance, MIT Sloan School of Management Ms. Dalia Blass, Partner, Sullivan & Cromwell LLP Mr. Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce Mr. Ken Bentsen, President and CEO, SIFMA Ms. Amy Borrus, Executive Director, Council of Institutional Investors	Scheduled	Nov 2, 2023

Hearing	Examining the SEC’s Agenda: Unintended Consequences for U.S. Capital Markets and InvestorsRayburn House Office Building 21288 documents 5 witnesses Ms. Dalia Blass, Partner, Sullivan & Cromwell LLP Mr. Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce Ms. Amy Borrus, Executive Director, Council of Institutional Investors Dr. S.P. Kothari, Gordon Y Billard Professor of Accounting and Finance, MIT Sloan School of Management Mr. Ken Bentsen, President and CEO, SIFMA	Postponed	Oct 24, 2023

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.