Law Firm
One Liberty Plaza New York NY 10006, New York, NY · JONATHAN S. KOLODNER
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2009 | WELLS FARGO SECURITIES LLC |
4th Quarter (Oct 1 - Dec 31) AMENDED |
$40,000 | — | |
| 2009 | WELLS FARGO SECURITIES LLC |
3rd Quarter (July 1 - Sep 30) AMENDED |
$30,000 | — | |
| 2009 | WELLS FARGO SECURITIES LLC |
3rd Quarter (July 1 - Sep 30) AMENDED |
— | — | |
| 2009 | WELLS FARGO SECURITIES LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$40,000 | — | |
| 2009 | NOMURA SECURITIES INTERNATIONAL, INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$40,000 | — | |
| 2009 | HSBC SECURITIES (USA) INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$40,000 | — | |
| 2009 | DEUTSCHE BANK SECURITIES INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$40,000 | — | |
| 2009 | CREDIT SUISSE SECURITIES (USA) LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$100,000 | — | |
| 2009 | BNP PARIBAS |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$40,000 | — | |
| 2009 | CITIGROUP GLOBAL MARKETS INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$200,000 | — |
| Client | Filings | Total Income |
|---|---|---|
| INSTITUTE OF INTERNATIONAL BANKERS | 80 | $3,752,500 |
| SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION | 67 | $2,970,000 |
| CITIGROUP GLOBAL MARKETS INC. | 40 | $1,150,000 |
| INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. | 29 | $140,000 |
| CREDIT SUISSE SECURITIES (USA) LLC | 18 | $560,000 |
| SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION, SCRL | 17 | $470,000 |
| WELLS FARGO SECURITIES LLC | 16 | $130,000 |
| BNP PARIBAS | 11 | $130,000 |
| ING FINANCIAL HOLDINGS CORP. | 9 | $60,000 |
| EWT TRADING LLC | 8 | $50,000 |
| JPMORGAN CHASE BANK N.A. | 7 | $50,000 |
| BANC OF AMERICA SECURITIES LLC | 6 | $200,000 |
| BARCLAYS CAPITAL INC. | 6 | $160,000 |
| HSBC SECURITIES (USA) INC. | 6 | $150,000 |
| DEUTSCHE BANK SECURITIES INC. | 6 | $140,000 |
| MUFG AMERICAS HOLDINGS CORPORATION | 6 | $90,000 |
| CDS DEALER CONSORTIUM (INFORMAL) | 5 | $290,000 |
| NOMURA SECURITIES INTERNATIONAL, INC. | 5 | $100,000 |
| FUTURES INDUSTRY ASSOCIATION | 5 | $30,000 |
| VENEZUELA CREDITOR COMMITTEE | 5 | — |
| Name | Disclosed Prior Position |
|---|---|
| JOSEPH W AAKER | |
| DAVID AMAN | |
| KENNETH L BACHMAN | N/A |
| LUKE BAREFOOT | |
| DEREK M BUSH | N/A |
| HUGH C. CONROY | |
| RICHARD COOPER | |
| JAMES DUNCAN | |
| SETH GROSSHANDLER | |
| MALDA HIBRI | |
| LAURA C KLIMPEL | |
| MICHAEL KRIMMINGER | |
| MARK LIGHTNER | |
| COLIN D LLOYD | |
| PAUL D MARQUARDT | |
| KNOX L MCILWAIN | |
| ERIKA NIJENHUIS | |
| RESHAMA PATEL | Commissioner |
| GIOVANNI PREZIOSO | former SEC General Counsel |
| YARON Z REICH | N/A |
| EDWARD J ROSEN | N/A |
| LAUREN SEMRAD | |
| A RICHARD SUSKO | |
| DIANA WOLLMAN |