| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2023 | EARNIN |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | — | |
| 2023 | FMR LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | — | |
| 2023 | RENEW FINANCIAL GROUP |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | — | |
| 2023 | MARKETAXESS HOLDINGS INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report (No Activity) |
$50,000 | — | |
| 2023 | VIRTU FINANCIAL |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$80,000 | — | |
| 2023 | MSCI INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | — | |
| 2023 | CBOE BATS, LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$50,000 | — | |
| 2023 | EARNIN |
4th Quarter (Oct 1 - Dec 31) Registration |
— | — | |
| 2023 | MSCI INC. |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
$30,000 | — | |
| 2023 | RENEW FINANCIAL GROUP |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
$30,000 | — |
| Client | Filings | Total Income |
|---|---|---|
| CBOE BATS, LLC | 14 | $600,000 |
| RENEW FINANCIAL GROUP | 13 | $390,000 |
| FMR LLC | 13 | $330,000 |
| EARNIN | 12 | $370,000 |
| MARKETAXESS HOLDINGS INC. | 12 | $340,000 |
| VIRTU FINANCIAL | 11 | $720,000 |
| THE OPTIONS CLEARING CORPORATION | 11 | $170,000 |
| MSCI INC. | 8 | $190,000 |
| CARTA, INC. | 3 | $10,000 |
| Name | Disclosed Prior Position |
|---|---|
| KATELYNN BRADLEY | Director of Investor and Capital Markets Policy, House Committee on Financial Services; Senior Counsel, House Committee… |