Government relations services
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2014 | CHICAGO BOARD OPTIONS EXCHANGE |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Termination |
$30,000 | — | |
| 2014 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Termination |
$45,000 | — | |
| 2013 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | — | |
| 2013 | CHICAGO BOARD OPTIONS EXCHANGE |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$20,000 | — | |
| 2013 | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) |
4th Quarter (Oct 1 - Dec 31) Registration |
— | — | |
| 2013 | CHICAGO BOARD OPTIONS EXCHANGE |
4th Quarter (Oct 1 - Dec 31) Registration |
— | — |
| Client | Filings | Total Income |
|---|---|---|
| FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | 3 | $75,000 |
| CHICAGO BOARD OPTIONS EXCHANGE | 3 | $50,000 |
| Name | Disclosed Prior Position |
|---|---|
| JULIE BAUER |