| Year | Firm | Client | Income | Doc |
|---|---|---|---|---|
| 2014 1st Quarter - Termination |
D.C. POLICY GROUP, LLC | CHICAGO BOARD OPTIONS EXCHANGE | $30,000 | |
| 2014 1st Quarter - Termination |
D.C. POLICY GROUP, LLC | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | $45,000 | |
| 2013 4th Quarter - Report |
D.C. POLICY GROUP, LLC | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | $30,000 | |
| 2013 4th Quarter - Report |
D.C. POLICY GROUP, LLC | CHICAGO BOARD OPTIONS EXCHANGE | $20,000 | |
| 2013 Registration |
D.C. POLICY GROUP, LLC | FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | — | |
| 2013 Registration |
D.C. POLICY GROUP, LLC | CHICAGO BOARD OPTIONS EXCHANGE | — |