Financial Services
3 World Financial Center 200 Vesey Street New York NY 10281, New York, NY · DANIELLE BARRETT
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2011 | RBC CAPITAL MARKETS, LLC |
4th Quarter (Oct 1 - Dec 31) AMENDED |
— | $90,000 | |
| 2011 | RBC CAPITAL MARKETS, LLC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
— | $90,000 | |
| 2011 | RBC CAPITAL MARKETS, LLC |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
— | $70,000 | |
| 2011 | RBC CAPITAL MARKETS, LLC |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report |
— | $547,000 | |
| 2011 | RBC CAPITAL MARKETS, LLC |
2nd Quarter (Apr 1 - June 30) Registration |
— | — |
| Client | Filings | Total Income |
|---|---|---|
| RBC CAPITAL MARKETS, LLC | 88 | — |
| Name | Disclosed Prior Position |
|---|---|
| DANIELLE BARRETT | Policy Advisor, OLA, CFTC; Policy Advisor, Office of Commissioner Wetjen, CFTC; Executive Assistant, Office of Commissi… |
| GREGORY DEAN | Chief Counsel, Sen.Comm on Budget;Sen. Comm on BHUA;Sen.Comm on HELP;Sen.Subcomm on Securities and Investment; Finance… |
| SHAWN MAHER | Exec. Director, Regulatory & Government Affairs, |
| LABRENA JONES MARTIN | SVP. Regulatory & Government Affairs, USA |
| NATALIE MCGARRY | Senior Advisor, Office of Legislative Affairs, U.S. Department of Homeland Security; Senior Vice President, OCIA, The E… |
| MATTHEW REED | |
| LORRAINE E WALLER | Director, Regulatory & Government Affairs, USA |