trade association
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2010 | INVESTMENT ADVISER ASSOCIATION |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
— | $20,000 | |
| 2010 | INVESTMENT ADVISER ASSOCIATION |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
— | $15,000 | |
| 2010 | INVESTMENT ADVISER ASSOCIATION |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report |
— | $80,000 | |
| 2010 | INVESTMENT ADVISER ASSOCIATION |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Report |
— | $45,000 |
| Client | Filings | Total Income |
|---|---|---|
| INVESTMENT ADVISER ASSOCIATION | 78 | — |
| Name | Disclosed Prior Position |
|---|---|
| GEOFFREY GRADLER | |
| WILLIAM NELSON | |
| RICHARD ROBERTS | |
| NEIL A SIMON | N/A |