Nation exchange for trading of equities, options and exchange traded funds
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2008 | AMERICAN STOCK EXCHANGE |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Termination |
— | $43,875 | |
| 2008 | AMERICAN STOCK EXCHANGE |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report |
— | $51,200 | |
| 2008 | AMERICAN STOCK EXCHANGE |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Report |
— | $49,950 | |
| 2007 | AMERICAN STOCK EXCHANGE |
Year-End (July 1 - Dec 31) Year-End Report |
— | $107,700 | |
| 2007 | AMERICAN STOCK EXCHANGE |
Mid-Year (Jan 1 - Jun 30) Mid-Year Report |
— | $97,800 |
| Client | Filings | Total Income |
|---|---|---|
| AMERICAN STOCK EXCHANGE | 5 | — |
| Name | Disclosed Prior Position |
|---|---|
| MARK SEETIN | N/A |