Year-End Report

AMERICAN STOCK EXCHANGE for AMERICAN STOCK EXCHANGE

Firm
Client
Income
—
Expenses
$107,700

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Securities market legislation and regulation Sarbanes-Oxley impact on small business Commodity Futures Trading Commission Reauthorization H.R. 2868 Legislation to remove Blue Sky exemption from certain types of exchanges

LobbyistCovered position, as disclosed
MARK SEETIN N/A

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: H.R. 2868 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.