| Year | Firm | Period | Expenses | Doc |
|---|---|---|---|---|
| 2009 | RBS SECURITIES INC. |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
$30,000 | |
| 2009 | RBS SECURITIES INC. |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
$20,000 | |
| 2009 | RBS SECURITIES INC. |
3rd Quarter (July 1 - Sep 30) Registration |
— |
| Firm | Filings | Expenses |
|---|---|---|
| RBS SECURITIES INC. | 16 | $1,040,000 |
| Issue | Activities |
|---|---|
| Banking | 15 |
| Taxation/Internal Revenue Code | 1 |
| Financial Institutions/Investments/Securities | 1 |