FINANCIAL INDUSTRY REGULATORY AUTHORITY

DC
Filings
82
Firms Hired
1
Total Expenses
$13,270,000
Years Active
2007–2026

Filings

All 20262025202420232022202120202019201820172016201520142013201220112010200920082007
YearFirmPeriodExpensesDoc
2026 FINANCIAL INDUSTRY REGULATORY AUTHORITY 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Report 		$220,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 4th Quarter (Oct 1 - Dec 31)
4th Quarter - Report 		$220,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 3rd Quarter (July 1 - Sep 30)
AMENDED 		$220,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 2nd Quarter (Apr 1 - June 30)
AMENDED 		$240,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 3rd Quarter (July 1 - Sep 30)
3rd Quarter - Report 		$190,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 2nd Quarter (Apr 1 - June 30)
2nd Quarter - Report 		$220,000
2025 FINANCIAL INDUSTRY REGULATORY AUTHORITY 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Report 		$170,000
2024 FINANCIAL INDUSTRY REGULATORY AUTHORITY 4th Quarter (Oct 1 - Dec 31)
4th Quarter - Report 		$150,000
2024 FINANCIAL INDUSTRY REGULATORY AUTHORITY 3rd Quarter (July 1 - Sep 30)
3rd Quarter - Report 		$150,000
2024 FINANCIAL INDUSTRY REGULATORY AUTHORITY 2nd Quarter (Apr 1 - June 30)
2nd Quarter - Report 		$150,000
Page 1 of 9  ·  82 filings Next
Firms Hired
FirmFilingsExpenses
FINANCIAL INDUSTRY REGULATORY AUTHORITY 82 $13,270,000
Issue Areas
IssueActivities
Financial Institutions/Investments/Securities 82

Bills Mentioned in Filings

HR 2689 HR 3339 HR 3633 S. 2499 H.R. 10 S. 2155 H.R. 4624 H.R. 4173 HR 3394 H.R.2799 H.R. 8152 S. 3217 S. 2499 H.R. 3817 S. 2595