1st Quarter - Report

FINANCIAL INDUSTRY REGULATORY AUTHORITY for FINANCIAL INDUSTRY REGULATORY AUTHORITY

Firm
Client
Income
—
Expenses
$220,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, privacy, research and statistics as well as investor protection and education. HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

LobbyistCovered position, as disclosed
CORY CLAUSSEN —
SUSAN COLLET —
MATTHEW SILVER —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 3339 (119th), H.R. 3394 (119th), H.R. 2689 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.