FINRA

Self-regulatory organization of broker-dealers

Filings
16
Firms Hired
1
Total Expenses
—
Years Active
2007–2010

Filings

YearFirmPeriodExpensesDoc
2010 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Termination (No Activity)
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 4th Quarter (Oct 1 - Dec 31)
4th Quarter - Report
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 3rd Quarter (July 1 - Sep 30)
3rd Quarter - Report
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 2nd Quarter (Apr 1 - June 30)
AMENDED
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 2nd Quarter (Apr 1 - June 30)
2nd Quarter - Report
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 2nd Quarter (Apr 1 - June 30)
2nd Quarter - Report
—
2009 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Report
—
2008 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 4th Quarter (Oct 1 - Dec 31)
AMENDED
—
2008 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 3rd Quarter (July 1 - Sep 30)
AMENDED
—
2008 HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) 4th Quarter (Oct 1 - Dec 31)
4th Quarter - Report
—
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Firms Hired
Issue Areas