2nd Quarter - Amendment

RYAN MACKINNON VASAPOLI AND BERZOK, LLP for FINRA (FORMERLY NASD)

Firm
Client
Income
$30,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
2nd Quarter - Report Jul 21, 2008 $30,000 Replaced
2nd Quarter - Report Mar 16, 2009 $30,000 Replaced
2nd Quarter - Amendment Mar 16, 2009 $30,000 Replaced
2nd Quarter - Amendment (this page) Aug 18, 2009 $30,000 Yes

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy. Licensing and regulation of mortgage brokers, including S. 2595, S.A.F.E Mortgage Licensing Act of 2008.

LobbyistCovered position, as disclosed
MATTHEW BERZOK LD,Chief Counsel, LA Rep.Stupak,LA Rep.Deutsch
RODNEY HOPPE Deputy Press Secretary, Energy and Commerce
JEFF MACKINNON LD and LA Rep. Joe Barton (Rep. Texas)
DOUGLAS R NAPPI Chief Counsel, Senate Banking Committee
WILLIAM D PHILLIPS —
THOMAS RYAN —
JOSEPH V VASAPOLI Min.Counsel,Energy&Comm, Special Assist. DOE

Contacted: Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES

Bills named: S. 2595 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.