broker/dealer
| Year | Firm | Period | Expenses | Doc |
|---|---|---|---|---|
| 2016 | DAVIS & HARMAN LLP |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report |
— | |
| 2016 | DAVIS & HARMAN LLP |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
— | |
| 2016 | DAVIS & HARMAN LLP |
3rd Quarter (July 1 - Sep 30) Registration |
— |
| Firm | Filings | Expenses |
|---|---|---|
| DAVIS & HARMAN LLP | 38 | — |
| Issue | Activities |
|---|---|
| Retirement | 38 |
| Financial Institutions/Investments/Securities | 23 |
| Taxation/Internal Revenue Code | 19 |