HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee Chairman Ann Wagner R-MO Ranking Member Brad Sherman D-CA financialservices.house.gov

House Subcommittee on Capital Markets

Fact sheet Spreadsheet

0 bills referred in the 119th Congress so far

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Seated in the 119th Congress

Meetings

Hearings and business meetings in the 119th Congress

Members 24

Chair and ranking member first, then alphabetically. Today's official roster.

Seat	Member	Role
R-MO	Ann Wagner	Chairman
D-CA	Brad Sherman	Ranking Member
R-NY	Andrew R. Garbarino	Vice Chairman
R-TN	Andrew Ogles
R-WI	Bryan Steil
D-LA	Cleo Fields
D-MO	Emanuel Cleaver
R-OK	Frank D. Lucas
D-NY	Gregory W. Meeks
D-OR	Janelle S. Bynum
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
R-MI	Lisa C. McClain
R-FL	Maria Elvira Salazar
R-IN	Marlin A. Stutzman
R-NY	Michael Lawler
R-FL	Mike Haridopolos
R-TX	Pete Sessions
D-IL	Sean Casten
D-MA	Stephen F. Lynch
R-MT	Troy Downing
D-TX	Vicente Gonzalez
R-OH	Warren Davidson
R-IA	Zachary Nunn

Record

Bills, meetings, hearings, reports and more, newest first. Every Congress on file.

Newest activity first. From the 107th Congress on.

Bill	Title	Referral	Date
HR 1987	Ponzi Scheme Investor Protection Act of 2011	Hearings By112th	Mar 7, 2012
HR 4002	Improving SIPC Act of 2012	Hearings By112th	Mar 7, 2012
HR 757	Equitable Treatment of Investors Act	Hearings By112th	Mar 7, 2012
HR 4070	To clarify certain provisions relating to the interests of Iran in certain assets, and for other purposes.	Referred To112th	Feb 23, 2012
HR 4009	To prohibit Members of Congress, senior congressional staffers, and administration executives from making certain purchases or sales of registered securities, futures, swaps, security futures products, security-based swaps, and options, to prohibit bonus payments to executives at Fannie Mae and Freddie Mac, and for other purposes.	Referred To112th	Feb 23, 2012
HR 3606	Jumpstart Our Business Startups	Discharged From112th	Feb 15, 2012
HR 3875	Outsourcing Accountability Act of 2012	Referred To112th	Feb 9, 2012
HR 3841	Principal Reduction Act of 2012	Referred To112th	Feb 9, 2012

Hearings, markups and business meetings, newest first. Every Congress on file.

Kind	Subject	Status	Date
Hearing	Going Public: SPACs, Direct Listings, Public Offerings, and the Need for Investor Protections----------17 documents 4 witnesses Mr. Stephen Deane, Senior Director of Legislative and Regulatory Outreach, CFA Institute Mr. Andrew Park, Senior Policy Analyst, Americans for Financial Reform Ms. Usha Rodrigues, Professor & M.E. Kilpatrick Chair of Corporate Finance and Securities Law, University of Georgia School of Law Mr. Scott Kupor, Investing Partner, Andreessen Horowitz	Scheduled	May 24, 2021

Hearing	The End of LIBOR: Transitioning to an Alternative Interest Rate Calculation for Mortgages, Student Loans, Business Borrowing, and Other Financial Products8 documents 5 witnesses Mr. Brian Smith, Deputy Assistant Secretary for Federal Finance, U.S. Department of the Treasury Mr. Mark Van Der Weide, General Counsel, Board of Governors of the Federal Reserve System Mr. Dan Coates, Senior Associate Director, Federal Housing Finance Agency Mr. John Coates, Acting Director of Division of Corporation Finance, Securities and Exchange Commission Mr. Kevin Walsh, Deputy Comptroller, Office of the Comptroller of the Currency	Scheduled	Apr 15, 2021

Hearing	The Challenge of Our Time: Climate Change, the Capital Markets, and Sustainable Investment----------20 documents 5 witnesses Mr. Andy Green, Senior Fellow for Economic Policy, Center for American Progress Ms. Heather Toney, Environmental Justice Liaison, Environmental Defense Fund Mr. James Andrus, Investment Manager, California Public Employees' Retirement System Mr. Vivek Ramaswamy, Biotech Entrepreneur and Author Ms. Veena Ramani, Senior Program Director, Ceres	Scheduled	Feb 25, 2021

Hearing	Insider Trading and Stock Option Grants: An Examination of Corporate Integrity in the COVID-19 Pandemic----------14 documents 4 witnesses Ms. Jill Fisch, Distinguished Professor of Business Law and Co-Director of the Institute of Law and Economics, University of Pennsylvania Law School Mr. Rick Claypool, Research Director, Office of the President, Public Citizen Mr. Jacob Frenkel, Chair of Government Investigations and Securities Enforcement, Dickinson Wright Mr. Granville Martin, Senior Vice President and General Counsel, Society for Corporate Governance	Scheduled	Sep 17, 2020

Hearing	Promoting Economic Recovery: Examining Capital Markets and Worker Protections in the COVID-19 Era----------20 documents 4 witnesses Ms. Camille Busette, Senior Fellow and Director of the Race, Prosperity, and Inclusion Initative, The Brookings Institution The Honorable Dr. William Spriggs, Chief Economist, AFL-CIO, Professor of Economics, Howard University Ms. Anne Simpson, Director of Board Governance and Strategy, California Public Employees' Retirement System Mr. Neil Bradley, Executive Vice President and Chief Policy Officer, Chamber of Commerce of the United States of America	Scheduled	Jul 14, 2020

Hearing	Capital Markets and Emergency Lending in the COVID-19 Era----------13 documents 1 witness The Honorable Jay Clayton, Chairman, U.S. Securities and Exchange Commission	Scheduled	Jun 25, 2020

Hearing	Overseeing the Standard Setters: An Examination of the Financial Accounting Standards Board and the Public Company Accounting Oversight BoardRayburn House Office Building 21285 documents 2 witnesses Mr. Russell Golden, Chairman, Financial Accounting Standards Board Mr. William Duhnke, Chairman, Public Company Accounting Oversight Board	Scheduled	Jan 15, 2020

Hearing	Examining Corporate Priorities: The Impact of Stock Buybacks on Workers, Communities, and InvestorsRayburn House Office Building 212816 documents 5 witnesses Mr. Craig Lewis, Madison S. Wigginton Professor of Finance and Professor of Law, Vanderbilt University Mr. Jesse Fried, Professor of Law, Harvard Law School Ms. Lenore Palladino, Senior Economist and Policy Counsel, Roosevelt Institute Ms. Janie Grice Mr. Derik Coffey, Portfolio Specialist, Channing Capital Management	Scheduled	Oct 17, 2019

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.