This bill amends the Sarbanes-Oxley Act of 2002 to exempt certain privately held, non-custody brokers and dealers from specified audit report requirements.
Actions
Dec 12, 2018
Placed on the Union Calendar, Calendar No. 834.
Dec 12, 2018
Reported (Amended) by the Committee on Financial Services. H. Rept. 115-1075.
Sep 13, 2018
Ordered to be Reported (Amended) by the Yeas and Nays: 36 - 16.
Sep 13, 2018
Committee Consideration and Mark-up Session Held.
Jun 6, 2018
Referred to the House Committee on Financial Services.