| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2012 | DEUTSCHE BANK SECURITIES INC |
2nd Quarter (Apr 1 - June 30) AMENDED |
— | $280,000 | |
| 2012 | DEUTSCHE BANK SECURITIES INC |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report (No Activity) |
— | $280,000 | |
| 2012 | DEUTSCHE BANK SECURITIES INC |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Report (No Activity) |
— | $280,000 | |
| 2011 | DEUTSCHE BANK SECURITIES INC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report (No Activity) |
— | $300,000 | |
| 2011 | DEUTSCHE BANK SECURITIES INC |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report (No Activity) |
— | $400,000 | |
| 2011 | DEUTSCHE BANK SECURITIES INC |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report (No Activity) |
— | $400,000 | |
| 2011 | DEUTSCHE BANK SECURITIES INC |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Report (No Activity) |
— | $370,000 | |
| 2010 | DEUTSCHE BANK SECURITIES INC |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Report (No Activity) |
— | $400,000 | |
| 2010 | DEUTSCHE BANK SECURITIES INC |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
— | $540,000 | |
| 2010 | DEUTSCHE BANK SECURITIES INC |
2nd Quarter (Apr 1 - June 30) 2nd Quarter - Report |
— | $920,000 |
| Client | Filings | Total Income |
|---|---|---|
| DEUTSCHE BANK SECURITIES INC | 24 | — |
| Name | Disclosed Prior Position |
|---|---|
| STUART CLARKE | |
| TOBIN COBB | |
| TERRENCE COX | N/A |
| FRANCIS J KELLY | N/A |
| GEORGE KRAMER | |
| SETH WAUGH |