4th Quarter - Report
K&L GATES, LLP for CHARLES SCHWAB & CO., INC.
Firm
Client
Income
$50,000
Expenses
—
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Retirement RET
Regulatory issues regarding fiduciary duties with respect to investment and retirement security.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DANIEL F. C. CROWLEY | — |
| MARGO A DEY | — |
| BRUCE HEIMAN | — |
| WILLIAM KIRK | — |
| KARISHMA SHAH PAGE | — |
| JAMES T WALSH | — |
Financial Institutions/Investments/Securities FIN
Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act with respect to investment management and brokerage issues (no specific bill at this time).
| Lobbyist | Covered position, as disclosed |
|---|---|
| DANIEL F. C. CROWLEY | — |
| MARGO A DEY | — |
| BRUCE HEIMAN | — |
| WILLIAM KIRK | — |
| KARISHMA SHAH PAGE | — |
| JAMES T WALSH | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.