2nd Quarter - Report

K&L GATES, LLP for CHARLES SCHWAB & CO., INC.

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act with respect to investment management and brokerage issues (no specific bill at this time).

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
NICOLE BOOTH EHRBAR —
ANDRES GIL New —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Retirement RET

Regulatory issues regarding fiduciary duties with respect to investment and retirement security.

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
NICOLE BOOTH EHRBAR —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.