3rd Quarter - Report

CITIGROUP MANAGEMENT CORP. for CITIGROUP MANAGEMENT CORP

Firm
Client
Income
—
Expenses
$1,310,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Met with House and Senate on issues related to derivatives and credit default swaps Met with House and Senate on implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 HR 2586 - Swap Execution Facility Clarification Act - all provisions Met with House and Senate on issues related to bank size, including resolution authority H.R.1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption - all provisions H.R.1838 - To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants - all provisions H.R.2308 - SEC Regulatory Accountability Act - all provisions H.R.2577 - SAFE Data Act - all provisions H.R.2586 - Swaps Execution Facility Clarification Act - all provisions H.R.2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act - all provisions H.R.3045 - Retirement Income Protection Act of 2011 - all provisions H.R.3156 - Consumer Debit Card Protection Act - all provisions H.R.3283 - Swap Jurisdiction Certainty Act - all provisions H.R.3461 - Financial Institutions Examination Fairness and Reform Act - all provisions H.R.3523 - Cyber Intelligence Sharing and Protection Act - all provisions H.R.3674 - The PRECISE Act - all provisions H.R.3871 - Proprietary Information Protection Act - all provisions H.R.4014 - To amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection - all provisions other purposes - all provisions H.R.4235 - To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such Acts. - all provisions - all provisions H.R.4348 - MAP-21 - all provisions H.R.5747 - Military Family Home Protection Act - all provisions S.413 - Cyber Security and Internet Freedom Act - all provisions S.799 - Commercial Privacy Bill of Rights - met with House and Senate to discuss privacy, data security legislation and cyber security S.913 - Do Not Trade Online Act - all provisions S.967 - Regulation of Mortgage Servicing Act of 2011 - all provisions S.1151 - Personal Data Privacy and Security Act - met with House and Senate to discuss privacy, data security legislation and cyber security S.1207 - Data Security and Breach Notification Act - met with House and Senate to discuss privacy, data security legislation and cyber security S.1408 - Data Breach Notification Act - all provisions S.1434 - Data Security Act - all provisions S.1469 - International Cybercrime Reporting Act - all provisions S.1535 - Personal Data Protection & Breach Accountability Act - all provisions S.1650 - Dodd-Frank Improvement Act of 2011 - all provisions- S.2099 - A bill to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection - all provisions S.2105 - Cybersecurity Act of 2012 - all provisions S.2151 - SECURE IT - all provisions S.2223 - A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956 - all provisions S.3048 - A bill to provide for a safe, accountable, fair, and efficient banking system, and for other purposes - all provisions S.3085 - Responsible Homeowner Refinancing act - all provisions S.3179 - Servicemember Housing Protecton Act - all provisions S.3245 - A bill to extend by 3 years the authorization of the EB-5 Regional Center Program, the E-Verify Program, the Special Immigrant Nonminister Religious Worker Program, and the Conrad State 30 J-1 Visa Waiver Program. - all provisions S.3323 - Military Family Home Protection Act - all provisions S.3333 - Data Security and Breach Notification Act of 2012 - all provisions Met with House and Senate about Basel III and capital requirements and international coordination Met with House and Senate on Volcker Rule Met with House and Senate on credit card interchange H.R.2827 - A bill to amend the Securities Exchange Act of 1937 to clarify provisions relating to the regulation of municial securities, and for other purposes - all provisions S.3394 - A bill to address fee disclosure requirements under the Electronic Funds Transfer Act, to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, and for other purposes - all provisions S.3492 - A bill to provide for exemptions from municipal advisor registration requirements - all provisions Met with House and Senate on market structure issues.

LobbyistCovered position, as disclosed
JOHN G EMLING Chief of Staff, Rep. Eric Cantor
AMY E OVERTON Legislative Counsel, Senator Tom Carper
MAURA SOLOMON —
PAUL THORNELL —

Contacted: Treasury, Dept of; Executive Office of the President (EOP); White House Office; SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1573 (112th), H.R. 2827 (112th), H.R. 3045 (112th), H.R. 3461 (112th), S. 2105 (112th), S. 3323 (112th), S. 1469 (112th), S. 3179 (112th), H.R. 2308 (112th), H.R. 1838 (112th), S. 1207 (112th), S. 2151 (112th), S. 413 (112th), S. 913 (112th), H.R. 2586 (112th), H.R. 3871 (112th), H.R. 4348 (112th), S. 1151 (112th), S. 1408 (112th), H.R. 5747 (112th), H.R. 3283 (112th), S. 3085 (112th), S. 3048 (112th), H.R. 4235 (112th), S. 3245 (112th), H.R. 3674 (112th), S. 3492 (112th), S. 2223 (112th), S. 967 (112th), S. 1434 (112th), S. 799 (112th), S. 1535 (112th), H.R. 3523 (112th), S. 3333 (112th), H.R. 4014 (112th), S. 2099 (112th), S. 1650 (112th), H.R. 3156 (112th), H.R. 2577 (112th), S. 3394 (112th), H.R. 2779 (112th)

Taxation/Internal Revenue Code TAX

H.R.749 - To make permanent the active financial services rule governing how the U.S. taxes income earned by U.S. financial services companies in foreign markets H.R.1439 - Business Activity Tax Simplification Act - all provisions Tax reform (no specific bills) Trade agreements - all provisions - Columbia H.R.3078 - Korea H.R.3080 - Panama H.R.3079 S.1619 - Currency Exchange Rate Oversight Reform Act - all provisions Issues related to Russia PNTR

LobbyistCovered position, as disclosed
JOHN G EMLING Policy Analyst, Sen. Rep. Policy Comm.
PAUL THORNELL —
CANDIDA PEROTTI WOLFF Tax Counsel, Senator Malcolm Wallop

Contacted: Executive Office of the President (EOP); Treasury, Dept of; White House Office; SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 3078 (112th), H.R. 3079 (112th), S. 1619 (112th), H.R. 3080 (112th), H.R. 749 (112th), H.R. 1439 (112th)

Budget/Appropriations BUD

Financial services issues before the House Appropriations Agriculture, Rural Development, FDA Subcommittee; the House Appropriations Financial Services and General Government Subcommittee, and the Senate Appropriations Agriculture, Rural Development, FDA Subcommittee.

LobbyistCovered position, as disclosed
JOHN G EMLING Special Asst for Leg Affairs (Sen), Bush WH
CANDIDA PEROTTI WOLFF New Tax Counsel, Senator Malcolm Wallop

Contacted: White House Office; Executive Office of the President (EOP); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.