3rd Quarter - Amendment

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$420,000
Expense method
A: Lobbying Disclosure Act definitions

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
3rd Quarter - Report Oct 20, 2009 $420,000 Replaced
3rd Quarter - Amendment (this page) Nov 5, 2009 $420,000 Yes

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

US Treasury Department's Financial Regulatory Reform proposal: A New Foundation ( Systemic Risk; Tier One Financial Holding Companies; National Bank Supervisor and Resolution Authority; Office of National Insurance; Investor Protection; HR 3269 - Corporate and Financial Institution Compensation Fairness Act of 2009; HR 3126 - Consumer Financial Services Protection Act; S 1691- Comprehensive Derivatives Regulation Act; HR 3310 - Consumer Protection and Regulatory Enhancement Act) HR 2221 - Data Accountability and Trust Act - Application of the Act to GLBS covered entities HR 2382 - Credit Card Interchange Fees Act of 2009 HR 3639 - Expedited CARD Reform for Consumer Act of 2009 HR 1456 - Consumer Overdraft Protection Fair Practices Act

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, PLC, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
J DENIS O'TOOLE —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2221 (111th), H.R. 3269 (111th), H.R. 3310 (111th), H.R. 3639 (111th), H.R. 3126 (111th), H.R. 1456 (111th), H.R. 2382 (111th)

Taxation/Internal Revenue Code TAX

HR 1083 - Business Activity Simplification Act of 2009 S 1153 and HR 2625 - Tax Equity for Health Plan Benefiticaries Act HR 2452 and S 823 - Net Operating Loss (NOL) Carryback Act Administration proposals affecting Qualified Intermediaries

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, PLC, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
J DENIS O'TOOLE —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: H.R. 2452 (111th), H.R. 1083 (111th), H.R. 2625 (111th)

Retirement RET

Proposals to make pension contributions more manageable in the short term (such as smoothing) and to help avoid benefit restrictions that hurt plan participants (such as requiring withdrawals) Proposals permitting companies to make new interest rate elections for plan years beginning in 2010 and delaying funding regulations

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, PLC, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
J DENIS O'TOOLE —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Housing HOU

US Treasury Department's Financial Regulatory Reform proposal: A New Foundation (HR 3269 - Corporate and Financial Institution Compensation Fairness Act of 2009; HR 3126 - Consumer Financial Services Protection Act; S 1691- Comprehensive Derivatives Regulation Act; HR 3310 - Consumer Protection and Regulatory Enhancement Act)

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, PLC, has interests in the issues above

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
J DENIS O'TOOLE —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 3269 (111th), H.R. 3310 (111th), H.R. 3126 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.