1st Quarter - Termination

THE RABEN GROUP for UBS SECURITIES LLC

Firm
Client
Income
$20,000
Expenses
—
Terminated
Mar 31, 2010

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
1st Quarter - Report Apr 20, 2010 $20,000 Replaced
1st Quarter - Termination (this page) Jun 24, 2010 $20,000 Yes

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Exploration of issues relating to privatization of state assets and federal limits theron.

Foreign entity interest: UBS AG, Bahnhofstrasse 45, CH-8098, Zurich, Switzerland, 32% Ownership

LobbyistCovered position, as disclosed
PATRICIA FIRST —
ROBERT RABEN Asst. Attorney Gen. DOJ; Counsel House Judiciary

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.