THE RABEN GROUP for UBS SECURITIES LLC
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 1st Quarter - Report (this page) | Apr 20, 2010 | $20,000 | Replaced |
| 1st Quarter - Termination | Jun 24, 2010 | $20,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Exploration of issues relating to privatization of state assets and federal limits theron.
Foreign entity interest: UBS AG, Bahnhofstrasse 45, CH-8098, Zurich, Switzerland, 32% Ownership
| Lobbyist | Covered position, as disclosed |
|---|---|
| PATRICIA FIRST | — |
| ROBERT RABEN | Asst. Attorney Gen. DOJ; Counsel House Judiciary |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.