1st Quarter - Report

FINANCIAL INDUSTRY REGULATORY AUTHORITY for FINANCIAL INDUSTRY REGULATORY AUTHORITY

Firm
Client
Income
—
Expenses
$170,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Regulation of brokers-dealers, securities industry and markets, data security, social media, privacy, research and statistics as well as investor protection and education.

LobbyistCovered position, as disclosed
CORY CLAUSSEN —
SUSAN COLLET —
GREGORY DEAN —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.