3rd Quarter - Report

JPMORGAN CHASE & CO. for JPMORGAN CHASE & CO

Firm
Client
Income
—
Expenses
$1,430,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

13 issue areas, each in the filer's own words, with who lobbied on it and where.

Postal POS

S. 1486; H.R. 2748 - Discussed issues related to postal service modernization.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
HILARY WEST —

Contacted: Small Business Administration (SBA); U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Federal Reserve System; Agriculture, Dept of (USDA); SENATE; Defense, Dept of (DOD); Federal Housing Finance Agency (FHFA); Treasury, Dept of

Bills named: S. 1486 (113th), H.R. 2748 (113th)

Veterans VET

H.R. 1842; H.R. 1960; H.R. 821 - Discussed Veterans hiring and the Servicemembers Civil Relief Act.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA); Small Business Administration (SBA); U.S. Trade Representative (USTR); Housing & Urban Development, Dept of (HUD); Defense, Dept of (DOD); Labor, Dept of (DOL); Federal Deposit Insurance Corporation (FDIC); Agriculture, Dept of (USDA); SENATE; Federal Reserve System; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 821 (113th), H.R. 1842 (113th), H.R. 1960 (113th)

Small Business SMB

Discussed Small Business lending issues.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Defense, Dept of (DOD); Agriculture, Dept of (USDA); Labor, Dept of (DOL); Office of the Comptroller of the Currency (OCC); Small Business Administration (SBA); Housing & Urban Development, Dept of (HUD); Federal Housing Finance Agency (FHFA); Federal Deposit Insurance Corporation (FDIC); SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; U.S. Trade Representative (USTR); Federal Reserve System

Trade (domestic/foreign) TRD

Discussed issues related to the trade negotiations between the United States and European Union, the Trans Pacific Partnership and renewal of Trade Promotion Authority.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: U.S. Trade Representative (USTR); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Office of the Comptroller of the Currency (OCC); Small Business Administration (SBA); Treasury, Dept of; Defense, Dept of (DOD); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Federal Reserve System; Labor, Dept of (DOL); Agriculture, Dept of (USDA)

Banking BAN

H.R. 2767, 3211; S. 1376; S. 1217; S. 249; S.563; H.R. 240; S. 10; H.R. 858; H.R. 2642; S. 954 - Discussed home mortgage loan modifications, foreclosures, servicing, and refinancing; discussed housing finance reform and related issues; discussed flood insurance reform; discussed issues affecting the USDA's rural housing programs.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); U.S. Trade Representative (USTR); Office of the Comptroller of the Currency (OCC); SENATE; Federal Reserve System; Housing & Urban Development, Dept of (HUD); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); Federal Housing Finance Agency (FHFA); Agriculture, Dept of (USDA); Securities & Exchange Commission (SEC); Small Business Administration (SBA); Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 858 (113th), S. 1376 (113th), S. 10 (113th), S. 1217 (113th), S. 249 (113th), H.R. 2767 (113th), H.R. 2642 (113th), S. 563 (113th), S. 954 (113th), H.R. 240 (113th)

Financial Institutions/Investments/Securities FIN

S. 474; H.R. 634, 677, 992, 1062, 1003, 1256, 1341; S. 798, 1282, 985, 1369; H.R. 129, 2374 - Discussed implementation of and potential modification of the Dodd-Frank Act; discussed implementation of the Basel capital accord, including the Liquidity Coverage Ratio (LCR). Discussed commodities issues; SEC reform; proposals related to the regulation of the mutual fund industry and money market funds; rulemakings on the fiduciary standard for broker-dealers and investment advisers; asset-liability management issues; and proposals related to bank structure, capital requirements, capital formation and market structure.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
PIERCE SCRANTON —
HILARY WEST —

Contacted: Labor, Dept of (DOL); Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); SENATE; Treasury, Dept of; Small Business Administration (SBA); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Federal Housing Finance Agency (FHFA); Defense, Dept of (DOD); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Housing & Urban Development, Dept of (HUD)

Bills named: H.R. 129 (113th), H.R. 634 (113th), S. 474 (113th), S. 798 (113th)

Taxation/Internal Revenue Code TAX

Discussed various issues related to corporate tax reform; discussed proposals to extend the active finance exception to Subpart F; discussed Financial Transaction Tax proposals, discussed proposals to reform the taxation of financial products. H.R. 2084 - discussed proposals related to infrastructure funding.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —
THOMAS KOONCE —
STEVEN R PATTERSON —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA); Small Business Administration (SBA); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Housing & Urban Development, Dept of (HUD); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Defense, Dept of (DOD); Agriculture, Dept of (USDA); Federal Reserve System; HOUSE OF REPRESENTATIVES; SENATE; U.S. Trade Representative (USTR)

Bills named: H.R. 2084 (113th)

Retirement RET

Discussed the impact of proposed changes to the provision of investment advice, fee disclosure, target date funds and plan fiduciaries' responsibilities with respect to brokerage windows in 401(k)s.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
PIERCE SCRANTON —

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Small Business Administration (SBA); Defense, Dept of (DOD); Federal Reserve System; U.S. Trade Representative (USTR); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Agriculture, Dept of (USDA); Housing & Urban Development, Dept of (HUD); SENATE; Federal Housing Finance Agency (FHFA)

Copyright/Patent/Trademark CPT

S. 866, 1013; H.R. 845, 2024 - Discussed issues related to financial services patent reform.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
HILARY WEST —

Contacted: HOUSE OF REPRESENTATIVES; Housing & Urban Development, Dept of (HUD); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Agriculture, Dept of (USDA); Federal Reserve System; Defense, Dept of (DOD); Labor, Dept of (DOL); Small Business Administration (SBA); Treasury, Dept of; SENATE; Office of the Comptroller of the Currency (OCC); U.S. Trade Representative (USTR)

Bills named: H.R. 845 (113th), S. 866 (113th)

Budget/Appropriations BUD

Discussed the potential impact of fiscal policies related to the federal budget and debt limit.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
BRENDAN REILLY —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: Small Business Administration (SBA); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Federal Reserve System; Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); Housing & Urban Development, Dept of (HUD); Defense, Dept of (DOD); SENATE; U.S. Trade Representative (USTR); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Agriculture, Dept of (USDA)

Consumer Issues/Safety/Products CSP

S.172; H.R. 990; H.R. 1261; S. 1229 - Discussed issues related to interchange fees and settlement; discussed ATM placard provisions; discussed consumer protection issues related to financial services and products generally.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC); Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); SENATE; Small Business Administration (SBA); Federal Deposit Insurance Corporation (FDIC); U.S. Trade Representative (USTR); Treasury, Dept of; Housing & Urban Development, Dept of (HUD); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Federal Reserve System; Federal Housing Finance Agency (FHFA)

Bills named: H.R. 1261 (113th), S. 1229 (113th), H.R. 990 (113th), S. 172 (113th)

Immigration IMM

S. 744; S. 169 - Discussed issues related to the ongoing negotiations on immigration reform.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —

Contacted: Housing & Urban Development, Dept of (HUD); Federal Reserve System; Defense, Dept of (DOD); Federal Housing Finance Agency (FHFA); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); U.S. Trade Representative (USTR); Small Business Administration (SBA); Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); SENATE; Office of the Comptroller of the Currency (OCC)

Bills named: S. 169 (113th), S. 744 (113th)

Homeland Security HOM

S. 884, S. 21, H.R. 1468, H.R. 624 - Discussed proposals related to cyber security and data protection.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
STEVEN R PATTERSON —
BRENDAN REILLY —
HILARY WEST —

Contacted: Federal Housing Finance Agency (FHFA); Small Business Administration (SBA); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Defense, Dept of (DOD); U.S. Trade Representative (USTR); SENATE; Agriculture, Dept of (USDA); Commodity Futures Trading Commission (CFTC); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES

Bills named: S. 21 (113th), H.R. 1468 (113th), H.R. 624 (113th), S. 884 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.