3rd Quarter - Report

JPMORGAN CHASE & CO. for JPMORGAN CHASE & CO

Firm
Client
Income
—
Expenses
$1,590,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

15 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

H.R. 4429, S. 2260 - Discussed various issues related to corporate tax reform; discussed proposals to renew expired tax policies; discussed proposed changes to information reporting requirements.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Small Business Administration (SBA); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Housing & Urban Development, Dept of (HUD); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); Federal Housing Finance Agency (FHFA); Defense, Dept of (DOD); U.S. Trade Representative (USTR); SENATE

Bills named: H.R. 4429 (113th), S. 2260 (113th)

Small Business SMB

Discussed Small Business lending issues.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —

Contacted: Defense, Dept of (DOD); Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; U.S. Trade Representative (USTR); Labor, Dept of (DOL); Small Business Administration (SBA); Federal Reserve System; Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Housing & Urban Development, Dept of (HUD); Federal Housing Finance Agency (FHFA)

Postal POS

S. 1486; H.R. 2748; H.R. 4670; H.R. 5179 - Discussed issues related to U.S. Postal Service modernization.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
HILARY WEST —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Housing & Urban Development, Dept of (HUD); Office of the Comptroller of the Currency (OCC); Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD); Federal Reserve System; SENATE; Small Business Administration (SBA); U.S. Trade Representative (USTR)

Bills named: H.R. 4670 (113th), H.R. 5179 (113th), S. 1486 (113th), H.R. 2748 (113th)

Trade (domestic/foreign) TRD

S2709; S 1900 - Discussed issues related to the trade negotiations between the United States and European Union, the Trans Pacific Partnership and renewal of Trade Promotion Authority. Discussed the reauthorization of the Export-Import Bank.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: SENATE; Labor, Dept of (DOL); Defense, Dept of (DOD); Small Business Administration (SBA); Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Housing & Urban Development, Dept of (HUD); Federal Reserve System; U.S. Trade Representative (USTR); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC)

Banking BAN

H.R. 2767, 3211; S. 1376; S. 1217; S. 249; S.563; H.R. 240; S. 10; H.R. 2642 - Discussed home mortgage loan modifications, foreclosures, servicing, and refinancing; discussed housing finance reform and related issues.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Treasury, Dept of; Federal Housing Finance Agency (FHFA); Office of the Comptroller of the Currency (OCC); U.S. Trade Representative (USTR); Federal Reserve System; Housing & Urban Development, Dept of (HUD); Small Business Administration (SBA); Labor, Dept of (DOL); SENATE; Federal Deposit Insurance Corporation (FDIC); Defense, Dept of (DOD); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2642 (113th), H.R. 2767 (113th), S. 1376 (113th), S. 10 (113th), S. 563 (113th), S. 249 (113th), S. 1217 (113th), H.R. 240 (113th)

Financial Institutions/Investments/Securities FIN

S. 1861; S. 474; H.R. 634, 677, 992, 1062, 1003, 1256, 1341; S.798, 1282, 985, 1369, H.R. 129, 2374; H. R. 391; H.R. 4167; H.R.3623; S. 2124; H.R. 4413; H.R. 5016, 4800 (implementation of and potential modification of the Dodd-Frank Act only); H.R. 5421; H.R. 5461; H.R. 5405 - Discussed implementation of the Basel capital accord, including the Liquidity Coverage Ratio (LCR). Discussed commodities issues; CFTC re-authorization; SEC and equity market structure reform; rulemakings on the fiduciary standard for broker-dealers and investment advisers; proposals related to bank structure, capital requirements, capital formation and market structure; discussed issues related to financial institution bankruptcy reform.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
PIERCE SCRANTON —
HILARY WEST —

Contacted: Labor, Dept of (DOL); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Defense, Dept of (DOD); SENATE; Office of the Comptroller of the Currency (OCC); Small Business Administration (SBA); Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Federal Reserve System; Treasury, Dept of; Housing & Urban Development, Dept of (HUD)

Bills named: H.R. 634 (113th), H.R. 5016 (113th), H.R. 3623 (113th), H.R. 391 (113th), S. 1861 (113th), H.R. 5405 (113th), H.R. 5421 (113th), S. 474 (113th), H.R. 129 (113th), S. 798 (113th), S. 2124 (113th), H.R. 5461 (113th), H.R. 4167 (113th), H.R. 4413 (113th)

Retirement RET

Discussed the impact of proposed changes to the provision of investment advice, fee disclosure, target date funds and plan fiduciaries' responsibilities with respect to brokerage windows in 401(k) plans.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
BRENDAN REILLY —
PIERCE SCRANTON —

Contacted: Treasury, Dept of; Housing & Urban Development, Dept of (HUD); Labor, Dept of (DOL); Defense, Dept of (DOD); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Small Business Administration (SBA); Commodity Futures Trading Commission (CFTC); SENATE; Federal Reserve System; Federal Housing Finance Agency (FHFA); U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC)

Copyright/Patent/Trademark CPT

S. 866, 1013; H.R. 845, 2024, S. 1720, S. 1612, H.R. 3309; S. 1013, S. 2049 - Discussed issues related to financial services patent reform.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
HILARY WEST —

Contacted: Housing & Urban Development, Dept of (HUD); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Small Business Administration (SBA); Treasury, Dept of; U.S. Trade Representative (USTR); SENATE; Office of the Comptroller of the Currency (OCC)

Bills named: S. 866 (113th), S. 1720 (113th), S. 1013 (113th), S. 2049 (113th), H.R. 3309 (113th), S. 1612 (113th), H.R. 845 (113th)

Veterans VET

H.R. 1842; H.R. 1960; H.R. 821, H.R. 2481, S. 1579, S. 1999; H.R. 4050; H.R. 4068 - Discussed Veterans hiring and the Servicemembers Civil Relief Act.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Housing & Urban Development, Dept of (HUD); Federal Deposit Insurance Corporation (FDIC); SENATE; Defense, Dept of (DOD); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Federal Reserve System; U.S. Trade Representative (USTR); Small Business Administration (SBA)

Bills named: H.R. 1842 (113th), S. 1579 (113th), H.R. 4050 (113th), S. 1999 (113th), H.R. 821 (113th), H.R. 1960 (113th), H.R. 4068 (113th), H.R. 2481 (113th)

Insurance INS

S. 2244, H.R. 508, H.R. 4871 - Discussed the extension of the Terrorism Insurance Program established under the Terrorism Risk Insurance Act of 2002.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
STEVEN R PATTERSON —

Contacted: Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Defense, Dept of (DOD); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; U.S. Trade Representative (USTR); Housing & Urban Development, Dept of (HUD); Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Federal Housing Finance Agency (FHFA); Small Business Administration (SBA)

Bills named: H.R. 4871 (113th), S. 2244 (113th), H.R. 508 (113th)

Consumer Issues/Safety/Products CSP

S.172; H.R. 990; H.R. 1261; S. 1229; S. 635; H.R. 4662; H.R. 1261 - Discussed issues related to interchange fees and settlement; discussed consumer protection issues related to financial services and products generally.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Treasury, Dept of; Federal Reserve System; Small Business Administration (SBA); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE; Housing & Urban Development, Dept of (HUD); Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD); Federal Housing Finance Agency (FHFA); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); U.S. Trade Representative (USTR)

Bills named: S. 1229 (113th), H.R. 1261 (113th), S. 172 (113th), H.R. 4662 (113th), H.R. 990 (113th), S. 635 (113th)

Government Issues GOV

S. 1898 - Discussed issues related to settlement agreements with federal agencies.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
STEVEN R PATTERSON —
JASON ROSENBERG —
PIERCE SCRANTON —

Contacted: Federal Deposit Insurance Corporation (FDIC); U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); SENATE; Treasury, Dept of; Labor, Dept of (DOL); Defense, Dept of (DOD); Office of the Comptroller of the Currency (OCC); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Small Business Administration (SBA); Federal Reserve System

Bills named: S. 1898 (113th)

Immigration IMM

H.R. 2131; S. 744; S. 169 - Discussed issues related to immigration reform.

LobbyistCovered position, as disclosed
JOHN BARTLING —
NATHAN J. GATTEN —

Contacted: Office of the Comptroller of the Currency (OCC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Small Business Administration (SBA); Housing & Urban Development, Dept of (HUD); U.S. Trade Representative (USTR); Federal Reserve System; Federal Housing Finance Agency (FHFA); Defense, Dept of (DOD); SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 2131 (113th), S. 169 (113th), S. 744 (113th)

Labor Issues/Antitrust/Workplace LBR

Discussed workforce training issues.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
STEVEN R PATTERSON —
JASON ROSENBERG —

Contacted: Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Small Business Administration (SBA); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Defense, Dept of (DOD); Housing & Urban Development, Dept of (HUD); Federal Housing Finance Agency (FHFA); Federal Reserve System

Homeland Security HOM

S. 884, S. 21, H.R. 1468, H.R. 624, H.R. 3696, S. 1927; S. 1897; H.R. 4662 - Discussed proposals related to cyber security and data protection.

LobbyistCovered position, as disclosed
NATHAN J. GATTEN —
THOMAS KOONCE —
THOMAS MICHAEL —
STEVEN R PATTERSON —
BRENDAN REILLY —
JASON ROSENBERG —
HILARY WEST —

Contacted: Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); SENATE; Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Housing & Urban Development, Dept of (HUD); Federal Housing Finance Agency (FHFA); Small Business Administration (SBA); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Labor, Dept of (DOL)

Bills named: H.R. 3696 (113th), S. 1927 (113th), H.R. 624 (113th), S. 1897 (113th), H.R. 4662 (113th), S. 21 (113th), H.R. 1468 (113th), S. 884 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.