PUBLIC STRATEGIES WASHINGTON, INC. for NASDAQ OMX GROUP (FORMERLY "THE NASDAQ STOCK MARKET")
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 3rd Quarter - Report (this page) | Oct 20, 2021 | $60,000 | Replaced |
| 3rd Quarter - Amendment | Jul 28, 2026 | $60,000 | Yes |
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Trade (domestic/foreign) TRD
Trade related proposals
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEVEN EICHENAUER | — |
| THOMAS WAYNE NAGLE | Chief of Staff, U.S. Senator Tom Udall; Chief of Staff, U.S. Representative Tom Udall; Associate Staff, U.S. House Committee on Appropriations |
| PATRICK JOHN O'NEILL | — |
Financial Institutions/Investments/Securities FIN
COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Provisions in the American Rescue Plan; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry Trading and listings standards needed for a U.S. Venture Exchange Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Support for Nasdaq Board Diversity filing with the SEC; Defend dual class structures; Federal financial transaction tax; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities; and Requiring transparency of short positions that match existing requirements on long position holders.
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEVEN EICHENAUER | — |
| THOMAS WAYNE NAGLE | Chief of Staff, U.S. Senator Tom Udall; Chief of Staff, U.S. Representative Tom Udall; Associate Staff, U.S. House Committee on Appropriations |
| PATRICK JOHN O'NEILL | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.