VANGUARD GROUP for VANGUARD GROUP

Taxation/Internal Revenue Code TAX

H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009 General tax issues related to mutual funds

Contacted: Labor, Dept of (DOL); Government Accountability Office (GAO); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4191 (111th)

Financial Institutions/Investments/Securities FIN

H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act S. 3217 - Restoring American Financial Stability Act of 2009 H.R. 1669 - Federal Municipal Bond Marketing Support & Securitization Act of 2009 (see attached addendum page) H.R. 1754 - Financial System Stabilization and Reform Act of 2009 H.R. 1349 - Federal Accounting Oversight Board Act of 2009 H.R. 1106 - Helping Families Save Their Homes Act of 2009 H.R. 1728 - Mortgage Reform and Anti-Predatory Lending Act H.R. 2549 - Municipal Bond Fairness Act H.R. 2551 - Municipal Market Liquidity Enhancement Act of 2009 H.R. 2589 - Municipal Bond Insurance Enhancement Act of 2009 H.R. 3126 - Consumer Financial Protection Agency Act of 2009 S. 722 - Taxpayer Certainty and Relief Act of 2009 S. 895 - Helping Families Save Their Homes Act of 2009 S. 896 - Helping Families Save Their Homes Act of 2009 - Amendment #1019 re Safe Harbor Provisions S. 664 - Financial system Stabilization and Reform Act of 2009 OTC derivatives trading Legislation and regulations affecting the mutual fund industry Proposals relating to money market mutual funds Issues relating to market structure matters Issues relating to target date funds Issues relating to investment advice

Contacted: Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); Government Accountability Office (GAO); HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 896 (111th), H.R. 4173 (111th), H.R. 1349 (111th), H.R. 1728 (111th), S. 895 (111th), H.R. 1106 (111th), H.R. 3126 (111th), S. 3217 (111th), H.R. 1754 (111th), H.R. 1669 (111th), H.R. 2589 (111th), H.R. 2549 (111th), S. 722 (111th), S. 664 (111th), H.R. 2551 (111th)

Retirement RET

S. 401 - Defined Contribution Fee Disclosure Act S. 3217 - Restoring American Financial Stability Act of 2010 H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act (Please see addendum page) H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 2021 - Savings Recovery Act of 2009 H.R. 2779 - Defined Contribution Plan Fee Transparency Act H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act H.R. 4213 - American Jobs and Closing Tax Loopholes Act of 2010 H.R. 4742 - Small Business Add Value for Employees Act H.R. 4126 - Retirement Fairness Act H.R. 4178 - Deposit Restricted Qualified Tuition Programs Act of 2010 Proposals to reform the defined contribution plan system Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business Issues related to retirement target date funds Issues related to retirement income Issues related to delivery of advice to participants in qualified retirement plans Issues related to investment choices in qualified retirement plans

Contacted: SENATE; Commodity Futures Trading Commission (CFTC); Government Accountability Office (GAO); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Bills named: H.R. 4178 (111th), H.R. 1988 (111th), H.R. 2989 (111th), H.R. 4173 (111th), H.R. 2779 (111th), S. 401 (111th), H.R. 4213 (111th), H.R. 1984 (111th), H.R. 2021 (111th), H.R. 4742 (111th), S. 3217 (111th), H.R. 4126 (111th)

Agriculture AGR

H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE; Labor, Dept of (DOL); Government Accountability Office (GAO)

Bills named: H.R. 4173 (111th)