4th Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
—
Expenses
$53,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
4th Quarter - Report (this page) Jan 14, 2015 $53,000 Replaced
4th Quarter - Amendment Jan 22, 2015 $53,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —

Contacted: HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of

Taxation/Internal Revenue Code TAX

Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —

Contacted: Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.