4th Quarter - Amendment

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$53,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
4th Quarter - Report Jan 14, 2015 $53,000 Replaced
4th Quarter - Amendment (this page) Jan 22, 2015 $53,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); SENATE

Taxation/Internal Revenue Code TAX

Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.