3rd Quarter - Report — CATERPILLAR INC. for CATERPILLAR INC (2013)

Firm

CATERPILLAR INC.

Client

CATERPILLAR INC

Income

—

Expenses

$610,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

14 issue areas, each in the filer's own words, with who lobbied on it and where.

Tariff (miscellaneous tariff bills) TAR

Legislation to temporarily suspend the duty on certain remanufactured products

Lobbyist	Covered position, as disclosed
WILLIAM C LANE	Director, Global Government & Corporate Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); SENATE

Budget/Appropriations BUD

Budget deficit reform

Lobbyist	Covered position, as disclosed
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: HOUSE OF REPRESENTATIVES; Export-Import Bank of the United States (EXIM Bank); SENATE; Treasury, Dept of; Executive Office of the President (EOP)

Copyright/Patent/Trademark CPT

Patent Reform Legislation

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); SENATE; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES

Energy/Nuclear ENG

Stop the War on Coal Act - H.R. 3409 H.R. 2273 & S.1751 Coal Residuals Reuse and Management Act H.R.3, Northern Route Approval Act S.1000, The Energy Savings and Industrial Competitiveness Act

Lobbyist	Covered position, as disclosed
JASON LYNN	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); SENATE; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank)

Bills named: S. 1751 (113th), H.R. 2273 (113th), S. 1000 (113th), H.R. 3409 (113th), H.R. 3 (113th)

Homeland Security HOM

Support - The Cybersecurity Act of 2013, S. 1353

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Executive Office of the President (EOP); Export-Import Bank of the United States (EXIM Bank); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Bills named: S. 1353 (113th)

Andean Trade Preference Act - H.R.622, H.R.913, S.380; China Currency - H.R.639, S.1619; Cuba Sanctions - H.R.255, H.R. 1887; Trade Promotion Authority - S.98; Increasing American Jobs Through Greater Exports to Africa Act of 2012 -H.R.4221, S.2215; African Investment and Diaspora Act - H.R. 656, S. 2007

Lobbyist	Covered position, as disclosed
WILLIAM C LANE	Director, Global Government & Corporate Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: SENATE; Treasury, Dept of; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Export-Import Bank of the United States (EXIM Bank)

Bills named: S. 380 (113th), H.R. 1887 (113th), H.R. 4221 (113th), H.R. 913 (113th), S. 1619 (113th), H.R. 622 (113th), S. 98 (113th), H.R. 639 (113th), S. 2215 (113th), H.R. 656 (113th), H.R. 255 (113th), S. 2007 (113th)

Defense DEF

2014 Defense Appropriations H.R. 2397

Lobbyist	Covered position, as disclosed
JUSTIN GIBBONS	Washington Manager, Govt & Defense Products
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Treasury, Dept of; SENATE; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Export-Import Bank of the United States (EXIM Bank)

Bills named: H.R. 2397 (113th)

Financial Institutions/Investments/Securities FIN

Dodd-Frank Title VII

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
WILLIAM C LANE	Director, Global Government & Corporate Affairs
JASON LYNN	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); SENATE

Transportation TRA

H.R. 2084 Partnership to Build America Act of 2013

Lobbyist	Covered position, as disclosed
JASON LYNN	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; Executive Office of the President (EOP); Export-Import Bank of the United States (EXIM Bank); SENATE

Bills named: H.R. 2084 (113th)

Taxation/Internal Revenue Code TAX

Administration's tax proposal in FY 2012 and 2013 budget Last-in first-out inventory method of accounting. Legislation to increase and make permanent the alternative simplified R&E credit. Corporate Tax reform.

Lobbyist	Covered position, as disclosed
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Executive Office of the President (EOP); Export-Import Bank of the United States (EXIM Bank); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Health Issues HCR

Implementation of ACA (P.L. 111-148) Employer Mandate Employer Reporting Transitional Reinsurance

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); SENATE

Immigration IMM

S.744 - The Boarder Security, Economic Opportunity, and Immigration Modernization Act H.R. 2131- Skills Visa Act H.R. 1772 - Legal Workforce Act (E-Verify)

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: SENATE; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2131 (113th), H.R. 1772 (113th), S. 744 (113th)

Education EDU

WIA, S.1356, H.R.803 Skills Act America Works Act, H.R. 4927

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Export-Import Bank of the United States (EXIM Bank); SENATE; Treasury, Dept of

Bills named: H.R. 803 (113th), H.R. 4927 (113th), S. 1356 (113th)

Labor Issues/Antitrust/Workplace LBR

H.R. 2117 - Pension Reform

Lobbyist	Covered position, as disclosed
KATIE HAYS (STRONG)	Washington Manager, Govt Affairs
CHRISTOPHER MYERS	Washington Manager, Govt Affairs

Contacted: SENATE; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP)

Bills named: H.R. 2117 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.