4th Quarter - Amendment
WILLIAMS AND JENSEN, PLLC for TD AMERITRADE
Client
Income
$50,000
Expenses
—
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 4th Quarter - Report | Jan 17, 2017 | $50,000 | Replaced |
| 4th Quarter - Amendment (this page) | Jul 27, 2017 | $50,000 | Yes |
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Retirement RET
Depart of Labor Fiduciary proposal.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | Prof Staff, Senate Banking; LA, Senator Enzi |
Taxation/Internal Revenue Code TAX
Transaction tax; Tax reform; Financial products taxation as it related to options.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | — |
Financial Institutions/Investments/Securities FIN
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JOEL OSWALD | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.