WILLIAMS AND JENSEN, PLLC for TD AMERITRADE
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 4th Quarter - Report (this page) | Jan 17, 2017 | $50,000 | Replaced |
| 4th Quarter - Amendment | Jul 27, 2017 | $50,000 | Yes |
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Retirement RET
Depart of Labor Fiduciary proposal.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | Prof Staff, Senate Banking; LA, Senator Enzi |
Financial Institutions/Investments/Securities FIN
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JOEL OSWALD | — |
Taxation/Internal Revenue Code TAX
Transaction tax; Tax reform; Financial products taxation as it related to options.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.