WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 4th Quarter - Report (this page) | Jan 17, 2017 | $60,000 | Replaced |
| 4th Quarter - Amendment | Jul 27, 2017 | $60,000 | Yes |
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| GEORGE D BAKER | — |
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| SUSAN HIRSCHMANN | — |
| ANDREW JONES | Leg Counsel, Rep. Hinojosa; LD and Counsel, Rep. Lujan |
| MELINDA M MAXFIELD | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
| FRANK VLOSSAK | — |
Homeland Security HOM
Cybersecurity issues.
| Lobbyist | Covered position, as disclosed |
|---|---|
| MICHAEL D KANS | — |
| JOEL OSWALD | — |
Taxation/Internal Revenue Code TAX
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.