4th Quarter - Amendment

WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.

Firm
Client
Income
$60,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
4th Quarter - Report Jan 17, 2017 $60,000 Replaced
4th Quarter - Amendment (this page) Jul 27, 2017 $60,000 Yes

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Homeland Security HOM

Cybersecurity issues.

LobbyistCovered position, as disclosed
MICHAEL D KANS —
JOEL OSWALD —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.

LobbyistCovered position, as disclosed
GEORGE D BAKER —
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
JACK STEVEN HART —
CHRISTOPHER W HATCHER —
SUSAN HIRSCHMANN —
ANDREW JONES Leg Counsel, Rep. Hinojosa; LD and Counsel, Rep. Lujan
MELINDA M MAXFIELD —
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
FRANK VLOSSAK —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 5983 (114th), H.R. 1550 (114th)

Taxation/Internal Revenue Code TAX

General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.