2nd Quarter - Amendment

NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION

Firm
Client
Income
$30,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
2nd Quarter - Report Jul 20, 2010 $30,000 Replaced
2nd Quarter - Amendment (this page) Nov 17, 2011 $30,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Tax treatment for options market makers

LobbyistCovered position, as disclosed
RODNEY HOPPE —
DOUGLAS NAPPI —
KATIE PRIBLE Leg Assistant, Reps. Berkley and LaFalce

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Financial Institutions/Investments/Securities FIN

Clearing and risk management reform for over-the-counter derivatives; HR 4173, the Wall Street Reform and Consumer Protection Act, provisions related to derivatives and clearing organizations; S. 3217, Restoring American Financial Stability Act of 2010, provisions relating to derivatives and clearing organizations.

LobbyistCovered position, as disclosed
RODNEY HOPPE —
DOUGLAS NAPPI —
KATIE PRIBLE —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (111th), S. 3217 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.