2nd Quarter - Report

NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
$30,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
2nd Quarter - Report (this page) Jul 20, 2010 $30,000 Replaced
2nd Quarter - Amendment Nov 17, 2011 $30,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and risk management reform for over the counter derivatives, HR 4173; The Wall Street Reform and Consumer Protection Act, all provisions, S 3217; Restoring American Financial Sttability Act of 2010, all provisions.

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Sect'y House Energy and Commerce
DOUGLAS NAPPI Chief Counsel Senate Banking
KATIE PRIBLE New —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (111th)

Taxation/Internal Revenue Code TAX

Potential proposals to amend tax treatment for option market makers

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Sect'y House Energy and Commerce
DOUGLAS NAPPI Chief Counsel Senate banking

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.