4th Quarter - Report

FINSECA for FINSECA

Firm
Client
Income
—
Expenses
$350,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act H.R.78 - SEC Regulatory Accountability Act, an act to improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and order DOL Fiduciary Rule (engaged SEC, Treasury, and OMB/OIRA)

LobbyistCovered position, as disclosed
MARC R CADIN CEO
JOSHUA CARON —
DAVID HOLLINGSWORTH —
CHRISTOPHER J MORTON Executive VP of Government Affairs & Business Strategy
ARMSTRONG ROBINSON —

Contacted: Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 78 (115th)

Insurance INS

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act

LobbyistCovered position, as disclosed
MARC R CADIN CEO
JOSHUA CARON —
DAVID HOLLINGSWORTH —
CHRISTOPHER J MORTON Executive VP of Government Affairs & Business Strategy
ARMSTRONG ROBINSON —

Contacted: SENATE; Office of Management & Budget (OMB); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

H.R. 6757 Family Savings Act H.R. 1 Tax Cuts and Jobs Act (engaged SEC, Treasury, and OMB/OIRA) H.R. 451, Permanently Repeal the Estate Tax Act of 2017 H.R. 198 and H.R. 631, S. 205, Death Tax Repeal Act of 2017 H.R. 1262, Clarify the tax treatment of certain life insurance contract transactions S. 868, Amend the Employee Retirement Income Security Act of 1974 to require a lifetime income disclosure S. 707 and H.R. 116, Main Street Fairness Act H.R. 5282, The Retirement Enhancement and Savings Act of 2018 S. 2526, The Retirement Enhancement and Savings Act of 2018 Life insurance issues related to tax reform implementation

LobbyistCovered position, as disclosed
MARC R CADIN CEO
JOSHUA CARON —
DAVID HOLLINGSWORTH —
CHRISTOPHER J MORTON Executive VP of Government Affairs & Business Strategy
ARMSTRONG ROBINSON —

Contacted: HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Bills named: H.R. 631 (115th), H.R. 198 (115th), H.R. 1 (115th), H.R. 116 (115th), H.R. 6757 (115th), H.R. 1262 (115th), S. 2526 (115th), S. 868 (115th), H.R. 451 (115th), H.R. 5282 (115th), S. 707 (115th), S. 205 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.