JPMORGAN CHASE & CO. for JPMORGAN CHASE & CO

Retirement RET

Discussed the impact of proposed changes to the provision of investment advice, fee disclosure, target date funds and plan fiduciaries' responsibilities with respect to brokerage windows in 401(k)'s.

Contacted: Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Federal Reserve System; Treasury, Dept of

Small Business SMB

Discussed Small Business lending issues.

Contacted: Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD); SENATE; Labor, Dept of (DOL); Federal Reserve System

Budget/Appropriations BUD

S. Con. Res. 8 - Discussed the FY14 Budget, including financial services and tax amendments.

Contacted: Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Defense, Dept of (DOD); Federal Reserve System; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Office of the Comptroller of the Currency (OCC)

Bills named: S.Con.Res. 8 (113th)

Veterans VET

H.R. 821 - Discussed Veterans hiring and the Servicemembers Civil Relief Act.

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Securities & Exchange Commission (SEC); SENATE; Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 821 (113th)

Immigration IMM

Discussed issues related to the ongoing negotiations on immigration reform.

Contacted: Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Federal Reserve System; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Defense, Dept of (DOD)

Trade (domestic/foreign) TRD

Discussed issues related to the proposed trade talks between the United States and European Union.

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; Defense, Dept of (DOD); Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); Federal Reserve System; SENATE

Banking BAN

S. 249; S.563; H.R. 240; S. 10; H.R. 858 - Discussed home mortgage loan modifications, foreclosures, servicing, and refinancing; discussed the impact of GSE reform and other proposed changes to the housing finance market; discussed flood insurance reform; discussed issues affecting the USDA's rural housing programs.

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Defense, Dept of (DOD); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); SENATE; Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL)

Bills named: H.R. 858 (113th), S. 10 (113th), H.R. 240 (113th), S. 563 (113th), S. 249 (113th)

Financial Institutions/Investments/Securities FIN

S. 474; H.R. 634, 677, 992, 1062, 1003, 1256, 1341 - Discussed implementation of and potential modification of the Dodd-Frank Act; implementation of the Basel capital accord; commodities markets; SEC reform; proposals related to the regulation of the mutual fund industry and money market funds; rulemakings on the fiduciary standard for broker-dealers and investment advisers; asset-liability management issues; and the potential impact of new capital requirements.

Contacted: Treasury, Dept of; SENATE; Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC)

Bills named: S. 474 (113th), H.R. 634 (113th)

Taxation/Internal Revenue Code TAX

H.R. 8 - Discussed the American Taxpayer Relief Act of 2012; discussed the issue of corporate tax reform; discussed proposals to extend the active finance exception to Subpart F; discussed Financial Transaction Tax proposals.

Contacted: Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Labor, Dept of (DOL); SENATE; Commodity Futures Trading Commission (CFTC); Defense, Dept of (DOD)

Bills named: H.R. 8 (113th)

Consumer Issues/Safety/Products CSP

S.172; H.R. 990; H.R. 1261 - Discussed issues related to interchange fees and settlement; discussed ATM placard provisions; discussed consumer protection issues related to financial services and products generally.

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Defense, Dept of (DOD); Federal Reserve System; Treasury, Dept of

Bills named: H.R. 990 (113th), H.R. 1261 (113th), S. 172 (113th)

Homeland Security HOM

H.R. 624 - Discussed proposals related to cyber security and data protection.

Contacted: Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Federal Reserve System; Defense, Dept of (DOD); Labor, Dept of (DOL); Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC)

Bills named: H.R. 624 (113th)