NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS for NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS

Retirement RET

Issues related to IRA and pension reform. Issues related to investment advice made in connection with retirement products: H.R. 1090, S. 1317 and H.R. 2317. Issues related to individuals and businesses investing in retirement vehicles, plan funding limits, participation and disclosure rules, exemptions, employer and plan sponsor duties and safe harbors: H.R. 4293, S. 2502, H.R. 506, S. 245, H.R. 3050 and H.R. 4094.

Contacted: Labor, Dept of (DOL); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Centers For Medicare and Medicaid Services (CMS); Health & Human Services, Dept of (HHS)

Bills named: H.R. 4293 (114th), S. 1317 (114th), H.R. 506 (114th), S. 2502 (114th), H.R. 2317 (114th), H.R. 1090 (114th), S. 245 (114th), H.R. 3050 (114th), H.R. 4094 (114th)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation of the Dodd-Frank Wall Street Reform Act of 2010. Issues related to the regulation of securities products and those who sell them. Issues related to the regulation of certain employee benefit plan sponsors/participants and IRA holders under ERISA: H.R. 1090, S. 1317 and H.R. 2317. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens including: S. 2216 and H.R. 4538.

Contacted: SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Centers For Medicare and Medicaid Services (CMS); Health & Human Services, Dept of (HHS)

Bills named: H.R. 1090 (114th), H.R. 4538 (114th), S. 2216 (114th), S. 1317 (114th), H.R. 2317 (114th)

Taxation/Internal Revenue Code TAX

Issues related to the tax treatment of financial products such as life insurance, annuities, retirement savings plans, employer-provided qualified and non-qualified benefit programs, and health insurance: S. Amdt. 947, H.R. 27, H.R. 1544, H.R.1040, S. 155, H.R.362, H.R. 4294, S. 2505, H.R. 557, H.R. 4094, H.R. 4114, H.R. 4469, H.R. 3050 and S. 2750.

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Centers For Medicare and Medicaid Services (CMS); Health & Human Services, Dept of (HHS); Treasury, Dept of; Internal Revenue Service (IRS); Labor, Dept of (DOL)

Bills named: S. 2505 (114th), H.R. 4469 (114th), H.R. 3050 (114th), H.R. 362 (114th), H.R. 4294 (114th), H.R. 1040 (114th), H.R. 1544 (114th), S. 2750 (114th), S. 155 (114th), H.R. 27 (114th), H.R. 557 (114th), H.R. 4094 (114th), H.R. 4114 (114th)

Health Issues HCR

Issues related to agent compensation: H.R. 815. Issues related to the implementation of the Patient Protection and Affordable Care Act: H.R. 1624, H.R. 30, H.R. 588, S. 1099 and S. 30. Issues related to HSA/FSA reform. Issues related to the McCarran-Ferguson anti-trust exemption. Issues with respect to the small employer health care insurance tax credit including: S. 379, H.R. 762, H.R. 4469, S. 1653, S. 2045 and S. 2499.

Contacted: SENATE; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Health & Human Services, Dept of (HHS); Labor, Dept of (DOL); Treasury, Dept of; Centers For Medicare and Medicaid Services (CMS)

Bills named: H.R. 4469 (114th), H.R. 30 (114th), H.R. 1624 (114th), S. 1653 (114th), S. 379 (114th), H.R. 815 (114th), S. 30 (114th), S. 2045 (114th), S. 2499 (114th), H.R. 588 (114th), S. 1099 (114th), H.R. 762 (114th)

Insurance INS

Issues relating to insurance regulatory reform and agent compensation. Issues related to the implementation of of the Patient Protection and Affordable Care Act: H.R. 1624, S. 1099, H.R. 30, H.R. 588, and S. 30. Issues related to terrorism risk insurance: H.R. 26. Issues related to flood risk insurance. Issues related to the regulation of insurance competition, products with guarantees, individual and employer owned policies, and fiduciary-client relationships.

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Health & Human Services, Dept of (HHS); Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Centers For Medicare and Medicaid Services (CMS); Labor, Dept of (DOL)

Bills named: S. 1099 (114th), H.R. 26 (114th), H.R. 1624 (114th), H.R. 30 (114th), H.R. 588 (114th), S. 30 (114th)

Government Issues GOV

Issues relating to the process and protocol of the federal regulatory system.

Contacted: Centers For Medicare and Medicaid Services (CMS); Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; Health & Human Services, Dept of (HHS); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)