3rd Quarter - Amendment

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$2,180,000
Expense method
A: Lobbying Disclosure Act definitions

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
3rd Quarter - Report Oct 20, 2010 $2,460,000 Replaced
3rd Quarter - Amendment (this page) Jan 20, 2011 $2,180,000 Yes

What was lobbied

10 issue areas, each in the filer's own words, with who lobbied on it and where.

Copyright/Patent/Trademark CPT

S. 515, Patent Reform Act of 2009, all provisions.

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
REX WACKERLE —

Contacted: State, Dept of (DOS); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES

Bills named: S. 515 (111th)

Retirement RET

H.R. 1961, Savings for American Families' Futures Act of 2009, all provisions H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, all provisions H.R. 2779, Defined Contribution Plan Fee Transparency Act of 2009, all provisions H.R. 2989, H.R. 1984 The 401(k) Fair Disclosure and Pension Security Act of 2009, all provisions H.R. 2748, The Retirement Security Needs Lifetime Pay Act, all provisions H.R. 4742, Small Businesses Add Values for Employees Act of 2009 (The SAVE Act ), all provisions H.R. 4193, Guaranteed 3% COLA for Seniors Act of 2009, all provisions S. 401, Defined Contribution Fee Disclosure Act of 2009, all provisions S. 2832, Lifetime Income Disclosure Act, all provisions H.R. 4213 American Workers, State and Business Relief Act, all provisions S. 3760 / H.R. 6099, Automatic IRA Act of 2010, all provisions [No Bill Number], Administration's Automatic IRA Proposal [No Bill Number], Incentives for Annuities and Guaranteed Lifetime Income [No Bill Number], QDIA Guidance and Clarifications [No Bill Number], Section 408(b)(2) Service Provider Fee Disclosure, Incentives for Annuities [No Bill Number], Request for Information on lifetime income options [No Bill Number], Investment Advice Regulations [No Bill Number], Auto Annuitization [No Bill Number], Multiple Small Employer Plan Proposal [No Bill Number], Pension Funding Relief [No Bill Number], Tax Extenders/UI-Cobra Funding [No Bill Number], Department of Labor and Department of Treasury Request for Information on Guaranteed Lifetime Income [No Bill Number], Incentives for Annuities and Guaranteed Lifetime Income in DC Plans [No Bill Number], Department of Labor Redefinition of Fiduciary Regulatory Project [No Bill Number], Regulation of Asset-Backed Securities [No Bill Number], SEC Target Date Fund Disclosure Regulation [No Bill Number], SEC 12b-2 Proposed Rules

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
ROMAN GABRIEL New Not applicable
LYNN S JACOBS —
SANFORD E KOEPPEL —
REX WACKERLE —

Contacted: HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); SENATE; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); State, Dept of (DOS); Treasury, Dept of; Labor, Dept of (DOL)

Bills named: S. 3760 (111th), H.R. 1961 (111th), H.R. 2989 (111th), H.R. 1984 (111th), S. 2832 (111th), H.R. 2779 (111th), H.R. 4193 (111th), H.R. 6099 (111th), H.R. 1988 (111th), H.R. 4213 (111th), H.R. 2748 (111th), S. 401 (111th), H.R. 4742 (111th)

Veterans VET

H.R. 5993, SAVINGS Act of 2010, all provisions

LobbyistCovered position, as disclosed
DAVID BURNS —
BRIAN W CLYMER —
CHIRSTOPHER PAYNE —
RALPH TYLER New Not applicable
REX WACKERLE —

Contacted: Labor, Dept of (DOL); State, Dept of (DOS); SENATE; Commerce, Dept of (DOC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; U.S. Trade Representative (USTR)

Bills named: H.R. 5993 (111th)

Budget/Appropriations BUD

H.Con.Res 85, Setting forth the Congressional Budget for the United States Government for fiscal year 2010, all provisions.

LobbyistCovered position, as disclosed
BRIAN W CLYMER —
LYNN S JACOBS —
REX WACKERLE —

Contacted: Securities & Exchange Commission (SEC); State, Dept of (DOS); Labor, Dept of (DOL); Treasury, Dept of; SENATE; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR)

Bills named: H.Con.Res. 85 (111th)

Health Issues HCR

H.R. 3200, S. 1679, America's Affordable Health Choices Act of 2009, all provisions H.R. 4872, Health Care and Education Reconciliation Act of 2010, all provisions S. 697, H.R. 3001Community Living Assistance Services And Supports (CLASS) Act, all provisions H.R. 3950, Patient Protection and Affordable Care Act, all provisions

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
LYNN S JACOBS —
CHIRSTOPHER PAYNE —
REX WACKERLE —

Contacted: Commerce, Dept of (DOC); Labor, Dept of (DOL); State, Dept of (DOS); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; U.S. Trade Representative (USTR); Treasury, Dept of

Bills named: H.R. 3001 (111th), H.R. 4872 (111th), S. 697 (111th), H.R. 3950 (111th), H.R. 3200 (111th), S. 1679 (111th)

Insurance INS

[No Bill Number], Stranger-Originated Life Insurance [No Bill Number], Issues related to life settlements in foreign markets

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
BRIAN W CLYMER —
CHIRSTOPHER PAYNE —
REX WACKERLE —

Contacted: U.S. Trade Representative (USTR); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Treasury, Dept of; State, Dept of (DOS); SENATE

Energy/Nuclear ENG

H.R. 2448, Prevent Unfair Manipulation of Prices Act, all provisions H.R. 2454, The American Clean Energy and Security Act of 2009, all provisions

LobbyistCovered position, as disclosed
DAVID BURNS —
BRIAN W CLYMER —
CHIRSTOPHER PAYNE —
REX WACKERLE —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; U.S. Trade Representative (USTR); State, Dept of (DOS); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Bills named: H.R. 2448 (111th), H.R. 2454 (111th)

Trade (domestic/foreign) TRD

[No Bill Number], Korea Free Trade Agreement Implementing Legislation [No Bill Number], Panama-US Free Trade Agreement Implementing Legislation [No Bill Number], China financial services market access, equity ownership and retirement income issues [No Bill Number], Issues related to privatization of Japan Postal Life Insurance Company (KAMPO) [No Bill Number], Japan insurance regulatory reform [No Bill Number], Transparency and market access issues generally related to international insurance and investment operations [No Bill Number], US-China Strategic and Economic Dialogue [No Bill Number], India financial services market access and equity ownership issues [No Bill Number], Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues [No Bill Number], U.S.-Korea Free Trade Agreement [No Bill Number], International Trade issues impacting the U.S. Insurance Companies opperating in foreign markets

LobbyistCovered position, as disclosed
DAVID BURNS —
BRIAN W CLYMER —
BRYAN PICKEL —
RALPH TYLER New Not applicable
REX WACKERLE —

Contacted: U.S. Trade Representative (USTR); SENATE; Labor, Dept of (DOL); Treasury, Dept of; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. S. 2832, Lifetime Income Disclosure Act, all provisions S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions H.R. 4868, Housing Preservation and Tenant Protection Act of 2010, all provisions H.R. 5072, The FHA Reform Act of 2010, all provisions H.R. 2861, Shareholder Empowerment Act of 2009, all provisions H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009, all provisions H.R. 6334, American Community Investment Reform Act of 2010, all provisions [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 [No Bill Number], Financial Crisis Responsibility Fee [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities [No Bill Number], Government Sponsored Enterprise Reform

LobbyistCovered position, as disclosed
MAUREEN E ADOLF —
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
JOHN T FEENEY —
SANFORD E KOEPPEL —
CHIRSTOPHER PAYNE —
RALPH TYLER New Not applicable
REX WACKERLE —

Contacted: Treasury, Dept of; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); State, Dept of (DOS); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR)

Bills named: H.R. 5072 (111th), H.R. 1479 (111th), H.R. 3126 (111th), H.R. 3890 (111th), H.R. 3996 (111th), H.R. 4868 (111th), H.R. 3795 (111th), H.R. 3763 (111th), H.R. 6334 (111th), H.R. 2554 (111th), H.R. 4173 (111th), S. 3217 (111th), H.R. 2896 (111th), H.R. 3817 (111th), H.R. 1106 (111th), S. 2832 (111th), H.R. 2861 (111th), H.R. 2221 (111th)

Taxation/Internal Revenue Code TAX

H.R. 1, American Recovery and Reinvestment Act, all provisions H.R. 1944, To Permanently Extend the Subpart F Exemption for Active Financing Income, all provisions H.R. 1575, End Government Reimbursement of Excess Executive Disbursements (END GREED) Act, all provisions H.R. 1083, Business Activity Tax Simplication Act of 2009, all provisions H.R. 1664, To Amend the Executive Compensation Provisions of the Economic Stabilization Act of 2008, all provisions H.R. 4213, Tax Extenders Act of 2009,all provisions H.R. 4154, Permanent Estate Tax Relief for Families, Farmers, and Small Business Act of 2009, all provisions H.R. 4109, Low Income Housing Tax Credit of 2009, all provisions H.R. 4849, The Small Business and Infrastructure Jobs Act , all provisions H.R. 2847, Hiring Incentives to Restore Employment Act, all provisions H.R. 4213, Unemployment Compensation Extension Act of 2010, all provisions H.R. 4872, Heath Care and Education Reconciliation Act of 2010, all provisions H.R. 5486, To provide tax incentives for job creation H.R. 5297, Small Business Lending Act H.R. 5294, Tax Information for New Fiscal Oversight Bill [No Bill Number], Tax Extenders/UI-Cobra Funding [No Bill Number], Issues realted to taxation of FDI in Mexico

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
BRIAN W CLYMER —
LYNN S JACOBS —
CHIRSTOPHER PAYNE —
RALPH TYLER New Not applicable
REX WACKERLE —

Contacted: State, Dept of (DOS); Treasury, Dept of; U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commerce, Dept of (DOC); Labor, Dept of (DOL); SENATE

Bills named: H.R. 1575 (111th), H.R. 5486 (111th), H.R. 5297 (111th), H.R. 4213 (111th), H.R. 2847 (111th), H.R. 4872 (111th), H.R. 1664 (111th), H.R. 4849 (111th), H.R. 4109 (111th), H.R. 1 (111th), H.R. 5294 (111th), H.R. 1944 (111th), H.R. 4154 (111th), H.R. 1083 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.