FINANCIAL INDUSTRY REGULATORY AUTHORITY for FINANCIAL INDUSTRY REGULATORY AUTHORITY
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 3rd Quarter - Report (this page) | Oct 20, 2025 | $190,000 | Replaced |
| 3rd Quarter - Amendment | Nov 5, 2025 | $220,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CORY CLAUSSEN | — |
| SUSAN COLLET | — |
| GREGORY DEAN | — |
| MATTHEW SILVER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.