2nd Quarter - Amendment — FINSECA for FINSECA (2018)

Firm

FINSECA

Client

FINSECA

Income

—

Expenses

$417,330

Expense method

C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing	Filed	Amount	Counted
2nd Quarter - Report	Jul 20, 2018	$417,330	Replaced
2nd Quarter - Amendment	Jul 23, 2018	$271,120	Replaced
2nd Quarter - Amendment (this page)	Aug 9, 2018	$417,330	Yes

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Insurance INS

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act

Lobbyist	Covered position, as disclosed
MARC R CADIN	COO
DAVID HOLLINGSWORTH	—
CHRISTOPHER J MORTON	Senior VP of Government Affairs
ARMSTRONG ROBINSON	—
DAVID STERTZER	CEO

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act H.R.78 - SEC Regulatory Accountability Act, an act to improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and order DOL Fiduciary Rule

Lobbyist	Covered position, as disclosed
MARC R CADIN	COO
DAVID HOLLINGSWORTH	—
CHRISTOPHER J MORTON	Senior VP of Government Affairs
ARMSTRONG ROBINSON	—
DAVID STERTZER	CEO

Contacted: Securities & Exchange Commission (SEC); Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 78 (115th)

Taxation/Internal Revenue Code TAX

H.R. 1 Tax Cuts and Jobs Act H.R. 451, Permanently Repeal the Estate Tax Act of 2017 H.R. 198 and H.R. 631, S. 205, Death Tax Repeal Act of 2017 H.R. 1262, Clarify the tax treatment of certain life insurance contract transactions S. 868, Amend the Employee Retirement Income Security Act of 1974 to require a lifetime income disclosure S. 707 and H.R. 116, Main Street Fairness Act H.R. 5282, The Retirement Enhancement and Savings Act of 2018 S. 2526, The Retirement Enhancement and Savings Act of 2018 Life insurance issues related to tax reform implementation

Lobbyist	Covered position, as disclosed
MARC R CADIN	COO
DAVID HOLLINGSWORTH	—
CHRISTOPHER J MORTON	Senior VP of Government Affairs
ARMSTRONG ROBINSON	—
DAVID STERTZER	CEO

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: H.R. 116 (115th), H.R. 5282 (115th), S. 2526 (115th), S. 205 (115th), H.R. 631 (115th), S. 868 (115th), H.R. 451 (115th), H.R. 198 (115th), H.R. 1262 (115th), S. 707 (115th), H.R. 1 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.