3rd Quarter - Report

K&L GATES, LLP for CHARLES SCHWAB & CO., INC.

Period 3rd Quarter 2012 Filed Oct 20, 2012 Signed by Daniel F. C. Crowley, Partner

Official filing
Firm
K&L GATES, LLP
Client
CHARLES SCHWAB & CO., INC.
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act with respect to investment management and brokerage issues (no specific bill at this time).

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
ANDRES GIL —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC)

Retirement RET

Regulatory issues regarding fiduciary duties with respect to investment and retirement security.

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); SENATE; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.